0001127602-18-003020.txt : 20180130 0001127602-18-003020.hdr.sgml : 20180130 20180130172953 ACCESSION NUMBER: 0001127602-18-003020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180126 FILED AS OF DATE: 20180130 DATE AS OF CHANGE: 20180130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seeger Laureen CENTRAL INDEX KEY: 0001357325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 18560224 MAIL ADDRESS: STREET 1: C/O MCKESSON CORPORATION STREET 2: ONE POST STREET - 33RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-01-26 0000004962 AMERICAN EXPRESS CO AXP 0001357325 Seeger Laureen C/O AMERICAN EXPRESS COMPANY 200 VESEY STREET NEW YORK NY 10285-5001 1 EVP, General Counsel Common Stock 2018-01-26 4 A 0 17777 99.69 A 43094.91 D Common Stock 2018-01-26 4 F 0 7983 99.69 D 35111.91 D Employee Stock Option (Right to Buy) 83.30 2018-01-26 4 A 0 17777 0 A 2018-01-26 2025-01-26 Common Stock 17777 17777 D Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Includes shares acquired pursuant to dividend reinvestment. The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period. /s/ Tangela S. Richter, attorney-in-fact 2018-01-30