0001127602-16-067257.txt : 20161115
0001127602-16-067257.hdr.sgml : 20161115
20161115174308
ACCESSION NUMBER: 0001127602-16-067257
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161114
FILED AS OF DATE: 20161115
DATE AS OF CHANGE: 20161115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gupta Ashwini
CENTRAL INDEX KEY: 0001405635
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 162000799
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
CITY: NEW YORK
STATE: NY
ZIP: 10285
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-11-14
0000004962
AMERICAN EXPRESS CO
AXP
0001405635
Gupta Ashwini
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK
NY
10285-5001
1
Pres, Crdt Risk/Glbl Info Mgt
Common Stock
2016-11-14
4
M
0
150000
57.77
A
298910
D
Common Stock
2016-11-14
4
S
0
137100
72.27
D
161810
D
Common Stock
2016-11-14
4
S
0
8930
72.422
D
152880
D
Employee Stock Option (Right to Buy)
57.77
2016-11-14
4
M
0
150000
0
D
2011-01-25
2017-01-24
Common Stock
150000
0
D
The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.14 to $72.42. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
50,000 of these options became exercisable on 1/25/2011; the remaining 100,000 became exercisable on 1/25/2012.
/s/ Carol V. Schwartz, attorney-in-fact
2016-11-15