0001127602-14-003367.txt : 20140129 0001127602-14-003367.hdr.sgml : 20140129 20140129182119 ACCESSION NUMBER: 0001127602-14-003367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140127 FILED AS OF DATE: 20140129 DATE AS OF CHANGE: 20140129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Squeri Stephen J CENTRAL INDEX KEY: 0001326109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 14558109 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-01-27 0000004962 AMERICAN EXPRESS CO AXP 0001326109 Squeri Stephen J 3 WORLD FINANCIAL CENTER 200 VESEY ST, AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 Group Pres., Global Services Common Stock 2014-01-27 4 A 0 33624 85.72 A 182705.66 D Common Stock 2014-01-27 4 F 0 17340 85.72 D 165365.66 D Common Stock 2014-01-27 4 F 0 1693 85.72 D 163672.66 D Common Stock 111.85 I 401(k) Trust Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Shares held in reporting person's account under the Company's Incentive Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. /s/ Michael G. Kuchs, attorney-in-fact 2014-01-29