0001127602-13-028218.txt : 20131001 0001127602-13-028218.hdr.sgml : 20131001 20131001182309 ACCESSION NUMBER: 0001127602-13-028218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131001 DATE AS OF CHANGE: 20131001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POPOFF FRANK P CENTRAL INDEX KEY: 0001184179 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 131128046 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-09-30 0000004962 AMERICAN EXPRESS CO AXP 0001184179 POPOFF FRANK P 200 VESEY STREET AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 Advisor to the Board Share Equivalent Units 2013-09-30 4 A 0 244.99 76.535 A Common Stock 244.99 37109.379 D The Share Equivalent Units convert into common stock on a one-for-one basis. The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. The Share Equivalent Units are convertible immediately and have no expiration date. Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. /s/ Michael G. Kuchs, attorney-in-fact 2013-10-01