0001127602-11-011853.txt : 20110404
0001127602-11-011853.hdr.sgml : 20110404
20110404134848
ACCESSION NUMBER: 0001127602-11-011853
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110404
DATE AS OF CHANGE: 20110404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MILLER EDWARD D
CENTRAL INDEX KEY: 0001195222
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07657
FILM NUMBER: 11734850
MAIL ADDRESS:
STREET 1: ONE METROTECH CENTER
CITY: BROOKLYN
STATE: NY
ZIP: 11201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN EXPRESS CO
CENTRAL INDEX KEY: 0000004962
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 134922250
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
BUSINESS PHONE: 2126402000
MAIL ADDRESS:
STREET 1: 200 VESEY STREET
STREET 2: 50TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10285
4
1
form4.xml
PRIMARY DOCUMENT
X0303
4
2011-03-31
0000004962
AMERICAN EXPRESS CO
AXP
0001195222
MILLER EDWARD D
AXA FINANCIAL, INC.
1290 AVENUE OF THE AMERICAS
NEW YORK
NY
10104
1
Share Equivalent Units
2011-03-31
4
A
0
553.728
45.149
A
Common Stock
553.728
39052.715
D
The Share Equivalent Units convert into common stock on a one-for-one basis.
The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.
The Share Equivalent Units are convertible immediately and have no expiration date.
Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.
/s/ Michael G. Kuchs, attorney-in-fact
2011-04-04