0001127602-11-011853.txt : 20110404 0001127602-11-011853.hdr.sgml : 20110404 20110404134848 ACCESSION NUMBER: 0001127602-11-011853 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110404 DATE AS OF CHANGE: 20110404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER EDWARD D CENTRAL INDEX KEY: 0001195222 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 11734850 MAIL ADDRESS: STREET 1: ONE METROTECH CENTER CITY: BROOKLYN STATE: NY ZIP: 11201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-03-31 0000004962 AMERICAN EXPRESS CO AXP 0001195222 MILLER EDWARD D AXA FINANCIAL, INC. 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 1 Share Equivalent Units 2011-03-31 4 A 0 553.728 45.149 A Common Stock 553.728 39052.715 D The Share Equivalent Units convert into common stock on a one-for-one basis. The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. The Share Equivalent Units are convertible immediately and have no expiration date. Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. /s/ Michael G. Kuchs, attorney-in-fact 2011-04-04