-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mm1LSw7uFe3CSo0Hryl7Aro9ck+mNJzOMBjCBYHi/UYZYy+DlN7GemitJF74PhRf 68AQ+SnHetIVe7+VcRgALA== 0001127602-08-007579.txt : 20081002 0001127602-08-007579.hdr.sgml : 20081002 20081002125535 ACCESSION NUMBER: 0001127602-08-007579 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081002 DATE AS OF CHANGE: 20081002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POPOFF FRANK P CENTRAL INDEX KEY: 0001184179 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 081102296 MAIL ADDRESS: STREET 1: UNITED TECHNOLOGIES CORP STREET 2: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06101 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2008-09-30 0000004962 AMERICAN EXPRESS CO AXP 0001184179 POPOFF FRANK P 200 VESEY STREET AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 Retired Board Member Share Equivalent Units 2008-09-30 4 A 0 509.79 36.78 A Common Stock 509.79 24699.208 D The Share Equivalent Units convert into common stock on a one-for-one basis. The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. The Share Equivalent Units are convertible immediately and have no expiration date. Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. /s/ Stephen P. Norman, attorney-in-fact 2008-10-02 -----END PRIVACY-ENHANCED MESSAGE-----