-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H62enpI5aDsWpBjkBA7yEwr0K+ro4snjUokgwkQpdv079zAh0IE77arZ3lJZH6Oi oQdE2MyH7xWxe1oe7ob9tA== 0001127602-08-000633.txt : 20080204 0001127602-08-000633.hdr.sgml : 20080204 20080204170005 ACCESSION NUMBER: 0001127602-08-000633 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080131 FILED AS OF DATE: 20080204 DATE AS OF CHANGE: 20080204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLY ALFRED F JR CENTRAL INDEX KEY: 0001209454 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 08572960 BUSINESS ADDRESS: STREET 1: C/O AMERICAN EXPRESS CO STREET 2: 200 VESEY STREET MAIL STOP 01-50-01 CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS COMPANY STREET 2: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2008-01-31 0000004962 AMERICAN EXPRESS CO AXP 0001209454 KELLY ALFRED F JR 3 WORLD FINANCIAL CENTER 200 VESEY ST, AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 President Common Stock 2008-01-31 4 A 0 22898 0 A 390619 D Common Stock 4695 I 401(k) Trust Employee Stock Option (Right to Buy) 49.13 2008-01-31 4 A 0 200000 0 A 2009-01-31 2018-01-30 Common Stock 200000 200000 D Restricted Stock Award will vest 100% after three years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." /s/ Stephen P. Norman, attorney-in-fact 2008-02-04 -----END PRIVACY-ENHANCED MESSAGE-----