-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K/6wPrdx9X71OJmi/g1Xw4neSsIGk+a23DP/JTKT2xVbfPbVwY9i1lPf4JFaIupi OGbLLSYiEslKEqjywV+sNQ== 0001127602-07-004502.txt : 20071113 0001127602-07-004502.hdr.sgml : 20071112 20071113165349 ACCESSION NUMBER: 0001127602-07-004502 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071109 FILED AS OF DATE: 20071113 DATE AS OF CHANGE: 20071113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Henry Daniel T CENTRAL INDEX KEY: 0001392134 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 071239028 BUSINESS ADDRESS: BUSINESS PHONE: 212.640.2000 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2007-11-09 0000004962 AMERICAN EXPRESS CO AXP 0001392134 Henry Daniel T 3 WORLD FINANCIAL CENTER 200 VESEY ST., AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 EVP, Chief Financial Officer Common Stock 2007-11-09 4 P 0 103 55.83 A 35323 D Common Stock 2007-11-09 4 P 0 1986 55.84 A 37309 D Common Stock 2007-11-09 4 P 0 2824 55.85 A 40133 D Common Stock 2007-11-09 4 P 0 4201 55.86 A 44334 D Common Stock 2007-11-09 4 P 0 1780 55.87 A 46114 D Common Stock 2007-11-09 4 P 0 1000 55.88 A 47114 D Common Stock 2007-11-09 4 P 0 2700 55.89 A 49814 D Common Stock 2007-11-09 4 P 0 1100 55.91 A 50914 D Common Stock 2007-11-09 4 P 0 700 55.92 A 51614 D Common Stock 2007-11-09 4 P 0 100 55.94 A 51714 D Common Stock 2007-11-09 4 P 0 2400 55.95 A 54114 D Common Stock 2007-11-09 4 P 0 700 55.97 A 54814 D Common Stock 18.21 I 401(k) trust Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. /s/ Stephen P. Norman, attorney-in-fact 2007-11-13 -----END PRIVACY-ENHANCED MESSAGE-----