-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VRWtQWOJdSVUSxKJIsn3ohxKbc9DFEX5FC16p5XgaWE8EiwaEjYk0QWF+nsLSZon X0Bp/oyEgopOY2DNesG14w== 0001127602-07-001539.txt : 20070425 0001127602-07-001539.hdr.sgml : 20070425 20070425125331 ACCESSION NUMBER: 0001127602-07-001539 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070423 FILED AS OF DATE: 20070425 DATE AS OF CHANGE: 20070425 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHICK THOMAS A CENTRAL INDEX KEY: 0001212290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 07786805 BUSINESS ADDRESS: STREET 1: C/O AMERICAN EXPRESS CO STREET 2: 200 VESEY STREET MAIL STOP 01-50-01 CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2007-04-23 0000004962 AMERICAN EXPRESS CO AXP 0001212290 SCHICK THOMAS A 3 WORLD FINANCIAL CENTER 200 VESEY ST, AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 EVP-Corp. Affairs Common Stock 2007-04-23 4 M 0 47896 30.892 A 181792 D Common Stock 2007-04-23 4 M 0 109601 43.601 A 291393 D Common Stock 2007-04-23 4 M 0 6103 44.717 A 297496 D Common Stock 2007-04-23 4 S 0 1500 61.08 D 295996 D Common Stock 2007-04-23 4 S 0 6000 61.09 D 289996 D Common Stock 2007-04-23 4 S 0 75600 61.1 D 214396 D Common Stock 2007-04-23 4 S 0 33500 61.11 D 180896 D Common Stock 2007-04-23 4 S 0 17400 61.12 D 163496 D Common Stock 2007-04-23 4 S 0 1500 61.125 D 161996 D Common Stock 2007-04-23 4 S 0 14100 61.13 D 147896 D Common Stock 2007-04-23 4 S 0 2500 61.14 D 145396 D Common Stock 2007-04-23 4 S 0 3000 61.15 D 142396 D Common Stock 2007-04-23 4 S 0 3400 61.165 D 138996 D Common Stock 2007-04-23 4 S 0 5100 61.17 D 133896 D Common Stock 991 I By Isp Trust Employee Stock Option (Right to Buy) 30.892 2007-04-23 4 M 0 47896 0 D 2003-02-22 2009-02-22 Common Stock 47896 0 D Employee Stock Option (Right to Buy) 43.601 2007-04-23 4 M 0 109601 0 D 2005-02-10 2009-02-21 Common Stock 109601 0 D Employee Stock Option (Right to Buy) 44.717 2007-04-23 4 M 0 6103 0 D 2005-03-10 2009-02-21 Common Stock 6103 0 D Includes shares acquired pursuant to a dividend reinvestment feature of the Company's Shareholder Stock Purchase Plan and a similar reinvestment feature offered by the reporting person's broker-dealer. Shares held in reporting person's account under the Company's Incentive Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. /s/ Stephen P. Norman, attorney-in-fact 2007-04-25 -----END PRIVACY-ENHANCED MESSAGE-----