-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HfnFAJDbxvqBMAxaSGrjndZP/Iomjotz05+cA4P6rpDIS0aqVgfZ0qNuRtpdkxSN gTped2LLcfN8hwZGRaAaZA== 0001127602-07-001399.txt : 20070405 0001127602-07-001399.hdr.sgml : 20070405 20070405170302 ACCESSION NUMBER: 0001127602-07-001399 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070404 FILED AS OF DATE: 20070405 DATE AS OF CHANGE: 20070405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox L Kevin CENTRAL INDEX KEY: 0001302528 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 07752557 BUSINESS ADDRESS: BUSINESS PHONE: (914) 767-6000 MAIL ADDRESS: STREET 1: THE PEPSI BOTTLING GROUP, INC. STREET 2: ONE PEPSI WAY CITY: SOMERS STATE: NY ZIP: 10589 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2007-04-04 0000004962 AMERICAN EXPRESS CO AXP 0001302528 Cox L Kevin 3 WORLD FINANCIAL CENTER 200 VESEY ST, AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 EVP, Human Resources Common Stock 2007-04-04 4 F 0 4504 56.235 D 21837 D Common Stock 27 I by 401(k) Trust The reported disposition represents the surrender of shares to cover tax obligations arising from the vesting of a Restricted Stock Award. Shares held in reporting person's account under the Company's Incentive Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. The reporting person's holdings in the 401(k) trust were inadvertently omitted from the original filing. /s/ Stephen P. Norman, attorney-in-fact 2007-04-05 -----END PRIVACY-ENHANCED MESSAGE-----