-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JVK8i5UkPE6uQ6axz9BbP9H0o4z3ALdfhuFIYsN+qtdaLxM/wqNV7YlM0pHblIq5 aKERop197TuTUamBti3uHg== 0001127602-07-000580.txt : 20070213 0001127602-07-000580.hdr.sgml : 20070213 20070213170330 ACCESSION NUMBER: 0001127602-07-000580 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AMBLE JOAN LORDI CENTRAL INDEX KEY: 0001274252 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 07611318 BUSINESS ADDRESS: STREET 1: AMERICAN EXPRESS CO STREET 2: 200 VESEY ST MS01 50 01 CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS COMPANY STREET 2: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 5 1 form5.xml PRIMARY DOCUMENT X0202 5 2006-12-31 0 0 0000004962 AMERICAN EXPRESS CO AXP 0001274252 AMBLE JOAN LORDI 3 WORLD FINANCIAL CENTER 200 VESEY ST, AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 Senior Vice President Phantom Stock Units 0 2006-01-26 5 J 0 45 0 A Common Stock 45 92 D The phantom stock converts into common stock on a one-for-one basis. The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. The units are to be settled following the reporting person's retirement or other termination of service. Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. /s/ Stephen P. Norman, attorney-in-fact 2007-02-13 -----END PRIVACY-ENHANCED MESSAGE-----