-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K/CEHGnaWJD58vzyEMxUUeLFfKKxN+bTTPwO/FFnp0k0H9sGA8j8w3dTTnZFe4HK fyCN1yzC+crmIdKGD4OK7Q== 0001127602-06-000319.txt : 20060214 0001127602-06-000319.hdr.sgml : 20060214 20060214190329 ACCESSION NUMBER: 0001127602-06-000319 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050502 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Squeri Stephen J CENTRAL INDEX KEY: 0001326109 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 06619004 BUSINESS ADDRESS: BUSINESS PHONE: 212.640.7218 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 3/A 1 form3a.xml PRIMARY DOCUMENT X0202 3/A 2005-05-02 2005-05-11 0 0000004962 AMERICAN EXPRESS CO AXP 0001326109 Squeri Stephen J 3 WORLD FINANCIAL CENTER 200 VESEY ST, AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 EVP, Chief Information Officer Common Stock 63779 D Common Stock 4271 I 401(k) Trust Employee Stock Option (Right to Buy) 43.755 2001-11-18 2006-02-25 Common Stock 7973 D Employee Stock Option (Right to Buy) 29.302 2003-02-23 2008-02-22 Common Stock 23800 D Employee Stock Option (Right to Buy) 33.403 2004-01-27 2013-01-26 Common Stock 63000 D Employee Stock Option (Right to Buy) 36.49 2003-01-28 2012-01-27 Common Stock 70000 D Employee Stock Option (Right to Buy) 53.565 2004-08-19 2008-02-22 Common Stock 5209 D Employee Stock Option (Right to Buy) 53.565 2004-08-19 2007-02-23 Common Stock 689 D Employee Stock Option (Right to Buy) 35.292 2001-02-22 2009-02-21 Common Stock 21000 D Employee Stock Option (Right to Buy) 50.24 2005-01-26 2014-01-25 Common Stock 66000 D Employee Stock Option (Right to Buy) 44.465 2003-02-26 2011-02-25 Common Stock 65000 D Employee Stock Option (Right to Buy) 29.302 2000-02-23 2008-02-22 Common Stock 9100 D Employee Stock Option (Right to Buy) 52.285 2006-01-24 2015-01-23 Common Stock 83000 D Employee Stock Option (Right to Buy) 43.667 2002-02-28 2010-02-27 Common Stock 24000 D Employee Stock Option (Right to Buy) 57.969 2002-07-24 2010-07-23 Common Stock 12000 D Employee Stock Option (Right to Buy) 51.065 2005-03-29 2008-02-22 Common Stock 16481 D Employee Stock Option (Right to Buy) 53.565 2004-08-19 2007-07-27 Common Stock 2011 D Employee Stock Option (Right to Buy) 42.42 2003-12-26 2007-02-23 Common Stock 7420 D Phantom Stock Units 0 Common Stock 345 D The phantom stock converts into common stock on a one-for-one basis. The units are to be settled following the reporting person's retirement or other termination of service. This filing has been amended to show the reporting person's holdings in employee benefit plans that were omitted from the original filing. /s/ Stephen P. Norman, attorney-in-fact 2006-02-14 -----END PRIVACY-ENHANCED MESSAGE-----