-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ROLw/PDFiXUUWlXpIWVaqEFSNIjuii0N6f5OdYQnnb9eHuv5ldwUq4Qk8SngBgHM gEC2wgFu/j3ok1Iv3c8HNQ== 0001127602-06-000287.txt : 20060214 0001127602-06-000287.hdr.sgml : 20060214 20060214154015 ACCESSION NUMBER: 0001127602-06-000287 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRITTENDEN GARY L CENTRAL INDEX KEY: 0001012683 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 06614362 BUSINESS ADDRESS: BUSINESS PHONE: 2126406680 MAIL ADDRESS: STREET 1: C/O AMERICAN EXPRESS CO STREET 2: 200 VESEY ST CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 5 1 form5.xml PRIMARY DOCUMENT X0202 5 2005-12-31 0 0 0000004962 AMERICAN EXPRESS CO AXP 0001012683 CRITTENDEN GARY L 3 WORLD FINANCIAL CENTER 200 VESEY ST, AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 Member, Global Leadership Team Phantom Stock Units 0 2005-01-27 5 J 0 71 0 A Common Stock 71 322 D The phantom stock converts into common stock on a one-for-one basis. The units are to be settled following the reporting person's retirement or other termination of service. The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. /s/ Stephen P. Norman, attorney-in-fact 2006-02-14 -----END PRIVACY-ENHANCED MESSAGE-----