-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lx8xy71FqOUyX/Jxl0i4dM3lrnZxguUnCkF2KNHNt+b0iAZ3BzK/GFTkCsBOePWG AvuLAcoHghTi5pqXmqs9nA== 0001127602-06-000141.txt : 20060125 0001127602-06-000141.hdr.sgml : 20060125 20060125160521 ACCESSION NUMBER: 0001127602-06-000141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060123 FILED AS OF DATE: 20060125 DATE AS OF CHANGE: 20060125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHENAULT KENNETH I CENTRAL INDEX KEY: 0001180524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 06549769 BUSINESS ADDRESS: STREET 1: AMERICAN EXPRESS CO STREET 2: WORLD FINANCIAL CENTER 5104 200 VESEY ST CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 9146426704 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2006-01-23 0000004962 AMERICAN EXPRESS CO AXP 0001180524 CHENAULT KENNETH I 3 WORLD FINANCIAL CENTER 200 VESEY ST, AMERICAN EXPRESS TOWER NEW YORK NY 10285 1 1 Chief Executive Officer Common Stock 2006-01-23 4 A 0 57842 0 A 1200326 D Common Stock 2006-01-23 4 A 0 36055 0 A 1236381 D Common Stock 27600 I By Wife Common Stock 14903 I By Grat II Common Stock 18092 I By Isp Trust Common Stock 43211 I Wife As Trustee/custodian Common Stock 40764 I By Trust For Children Employee Stock Option (Right to Buy) 51.865 2006-01-23 4 A 0 425000 0 A 2007-01-23 2016-01-23 Common Stock 425000 425000 D These options will become exercisable in four equal annual installments (25% on Jan. 23, 2007, 2008, 2009, and 2010, respectively) subject to award requirements including continuous employment. Restricted Stock Award will vest 100% after 1 year subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. Shares held in reporting person's account under the Company's Incentive Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. Restricted Stock Award will vest 100% after 3 years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. /s/ Stephen P. Norman, attorney-in-fact 2006-01-25 -----END PRIVACY-ENHANCED MESSAGE-----