-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Abdp//1mJzpbMC1S5J5xOdNn408ag0mE6X5U6S9rTdj+1Og/W5s4wKkKwEK7Skpy bDtAdXcUN/+Hlk7k4AAuJQ== 0001127602-06-000015.txt : 20060104 0001127602-06-000015.hdr.sgml : 20060104 20060104134734 ACCESSION NUMBER: 0001127602-06-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051230 FILED AS OF DATE: 20060104 DATE AS OF CHANGE: 20060104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARSHEFSKY CHARLENE CENTRAL INDEX KEY: 0001145766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 06506204 BUSINESS ADDRESS: STREET 1: WILMER CUTLER & PICKERING STREET 2: 2445 M STREET, N.W. CITY: WASHINGTON STATE: DC ZIP: 20037 BUSINESS PHONE: 2026636000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2005-12-30 0000004962 AMERICAN EXPRESS CO AXP 0001145766 BARSHEFSKY CHARLENE WILMER CUTLER PICKERING, LLP 2445 M STREET, NW WASHINGTON DC 20037 1 Share Equivalent Units 2005-12-30 4 A 0 309.08 51.767 A Common Stock 309.08 13937.929 D The share equivalent units convert into common stock on a one-for-one basis. The share equivalent units are convertible immediately and have no expiration date. The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and wil l be settled in cash following termination of service as a Director. Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. The units shown have been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. /s/ Michael G. Kuchs, attorney-in-fact 2006-01-04 -----END PRIVACY-ENHANCED MESSAGE-----