8-K 1 a18-13787_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 17, 2018

 

AMERICAN EXPRESS COMPANY

(Exact name of registrant as specified in its charter)

 

New York

 

1-7657

 

13-4922250

(State or other jurisdiction
of incorporation or organization)

 

(Commission File Number)

 

(IRS Employer
Identification No.)

 

200 Vesey Street,

 

 

New York, New York

 

10285

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (212) 640-2000

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o           Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o           Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o           Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o           Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 

 

 



 

Item 8.01                                           Other Events

 

Exhibits are filed herewith in connection with the issuance by American Express Company (the “Company”), on May 17, 2018, of $1,200,000,000 aggregate principal amount of 3.375% Notes due May 17, 2021 and $800,000,000 aggregate principal amount of Floating Rate Notes due May 17, 2021 pursuant to a Prospectus Supplement dated May 14, 2018 to the Prospectus dated March 12, 2018, filed as part of the Company’s Registration Statement on Form S-3 (No. 333-223581).

 

Item 9.01                                           Financial Statements and Exhibits

 

The following exhibits are incorporated by reference into the Registration Statement as exhibits thereto and are filed as part of this Current Report:

 

(d)                                 Exhibits

 

5

 

Opinion and Consent of David S. Carroll, Esq.

 

 

 

23

 

Consent of Counsel (included in Exhibit 5)

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

AMERICAN EXPRESS COMPANY

 

 

(REGISTRANT)

 

 

 

 

By:

/s/ Tangela S. Richter

 

 

Name: Tangela S. Richter

 

 

Title: Corporate Secretary

 

 

Date:  May 17, 2018

 

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