-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V4Sqj+HXyhdtD3wz+jaUiirFevNmbC77JpYGAol77gPlrZB3HKrQzagraBpIq+Rf OhsTP1PYSaK4ds991gTfLA== 0000004962-04-000025.txt : 20040128 0000004962-04-000025.hdr.sgml : 20040128 20040128083858 ACCESSION NUMBER: 0000004962-04-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040126 FILED AS OF DATE: 20040128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINEN JONATHAN S CENTRAL INDEX KEY: 0001188723 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 04547787 BUSINESS ADDRESS: STREET 1: C/O BAUSCH & LOMB INC STREET 2: ONE BAUSCH & LOMB PLACE CITY: ROCHESTER STATE: NY ZIP: 14604 BUSINESS PHONE: 5853385888 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2004-01-26 0 0000004962 AMERICAN EXPRESS CO AXP 0001188723 LINEN JONATHAN S AMERICAN EXPRESS TOWER 3 WORLD FINANCIAL CENTER NEW YORK NY 10285-5003 0 1 0 0 Member, Global Leadership Team Common Shares 2003-12-22 2003-12-22 4 G 0 8255.000 0 D 477673.000 D Common Shares 9558.000 I By GRAT Common Shares 23915.000 I By GRAT Common Shares 45463.000 I By ISP Trust Common Shares 34500.000 I By spouse Employee stock option (right to buy) 50.24 2004-01-26 2004-01-26 4 A 0 70000.000 0 A 2005-01-26 2014-01-26 Common Shares 70000.000 70000.000 D Phantom Stock Units 0 2003-12-30 2003-12-30 4 A 0 91.000 A Common Shares 91.000 853.000 D Shares held in reporting person's account under the Company's Incentive Savings Plan as of December 31, 2003. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable." The phantom stock converts into common stock on a one-for-one basis. The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. The units are to be settled following the reporting person's retirement or other termination of service. Jonathan S. Linen 2004-01-27 -----END PRIVACY-ENHANCED MESSAGE-----