-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MHwSwuKte3ldvTjcjl9edfBEjkrWxJI1PilOwLHiufBoZWoJTcKoy/NA2ZbghsTa GfUC+ZbZyn1d3M+cX5qUxQ== 0000004962-02-000062.txt : 20021118 0000004962-02-000062.hdr.sgml : 20021118 20021118170602 ACCESSION NUMBER: 0000004962-02-000062 CONFORMED SUBMISSION TYPE: 305B2 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20021118 EFFECTIVENESS DATE: 20021118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 305B2 SEC ACT: 1933 Act SEC FILE NUMBER: 333-51828 FILM NUMBER: 02831793 BUSINESS ADDRESS: STREET 1: AMERICAN EXPRESS TWR WORLD FINANCIAL CN STREET 2: 200 VESEY ST 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS TOWER STREET 2: 200 VESEY ST 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 305B2 1 wachovia305b2.txt T-1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. ------------------------ FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS A TRUSTEE ------------------------ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) X --- Wachovia Bank National Association (Exact name of Trustee as specified in its charter) 22-1147033 (I.R.S. Employer Identification No.) 301 South College Street, Charlotte, North Carolina 28288-0630 (Address of Principal Executive Offices) (Zip Code) AMERICAN EXPRESS COMPANY (Name of Obligor) New York 13-4922250 (State or other jurisdiction of (I.R.S. Employer Incorporation or organization) Identification No.) 200 Vesey Street, New York, New York 10285 (Address of Principal Executive Offices) (Zip Code) Notes due November 20, 2007 (Title of Indenture Securities) ITEM 1. GENERAL INFORMATION. Furnish the following information as to the trustee: (a) Name and address of each examining or supervisory authority to which it is subject: Comptroller of the Currency, Washington, D.C. Board of Governors of the Federal Reserve System, Richmond, VA 23219 Federal Deposit Insurance Corporation, Washington, D.C. (b) Whether it is authorized to exercise corporate trust powers. The Trustee is authorized to exercise corporate trust powers. ITEM 2. AFFILIATIONS WITH OBLIGOR. IF THE OBLIGOR IS AN AFFILIATE OF THE TRUSTEE, DESCRIBE EACH SUCH AFFILIATION. None. ITEM 16. LISTS OF EXHIBITS. Exhibit 1 Articles of Association of the Trustee as now in effect, incorporated herein by reference (see Exhibit T-1 Registration Number 333-47985). Exhibit 2 No certificate of authority of the Trustee to commence business is furnished this authority is contained in the Articles of Association of the Trustee. Exhibit 3 Copy of the authorization of the Trustee to exercise corporate trust powers, incorporated herein by reference (see Exhibit T-1 Registration Number 333-49145). Exhibit 4 Copy of the existing By-Laws of the Trustee, as now in effect, incorporated herein by reference (see Exhibit T-1 Registration Number 333-49145). Exhibit 5 Not applicable. Exhibit 6 The consent of the Trustee required by Section 321 (b) of the Act, incorporated herein by reference (see Exhibit T-1 Registration Number 333-47985). Exhibit 7 Report of Condition of Wachovia Bank National Association as of the close of business on September 30, 2002, published pursuant to the law or the requirement of its supervising or examining authority. Exhibit 8 Not Applicable Exhibit 9 Not Applicable SIGNATURE Pursuant to the requirements of the Trust Indenture Act of 1939 the Trustee, Wachovia Bank National Association organized and existing under the laws of the United States, has duly caused this Statement of Eligibility to be signed on its behalf by the undersigned, thereunto duly authorized, all in the City of New York, and State of New York, on the 18th day of November, 2002. Wachovia Bank National Association By: /s/ David Massa Vice President EX-7 3 exhibit7.txt REPORT OF CONDITIONS/WACHOVIA EXHIBIT 7
Wachovia Bank National Association Statement of Financial Condition As of 09/30/2002 ASSETS ($000's) ASSETS Cash and balance due from depository institutions: Non-interest-bearing balances and currency and coin 13,236,000 Interest bearing balances 688,000 Securities: Hold-to-maturity securities 0 Available-for-sale securities 68,147,000 Federal funds sold and securities purchased under agreements to resell 371,000 Securities Purchased under agreement to resale 3,487,000 Loans and lease financing receivables: Loan and leases held for sale 6,772,000 Loan and leases, net of unearned income 156,995,000 Less: Allowance for loan and lease losses 2,823,000 Loans and leases, net of unearned income, allowance 154,172,000 Trading Assets 26,499,000 Premises and fixed assets (including capitalized leases) 3,186,000 Other real estate owned 109,000 Investment in unconsolidated subsidiaries and associated companies 560,000 Customer's liability to this bank on acceptances outstanding 1,080,000 Intangible assets: Goodwill 9,421,000 Other intangible Assets 1,869,000 Other assets: 22,339,000 ----------- Total Assets: 311,936,000 =========== LIABILITIES Deposits: In domestic offices 180,446,000 Non-interest-bearing 32,701,000 Interest-bearing 147,745,000 In foreign offices, Edge and Agreement subsidiaries, and IBFs 14,915,000 Non-interest-bearing 58,000 Interest-bearing 14,857,000 Federal funds purchased in domestic offices 3,613,000 Securities sold under agreements to repurchase 19,850,000 Trading liabilities 19,670,000 Other borrowed money 18,365,000 Bank's liability on acceptances executed and outstanding 1,093,000 Subordinated notes and debentures 8,615,000 Other liabilities. 12,971,000 ----------- Total liabilities 279,583,000 ----------- Minority Interest in consolidated subsidiaries 859,000 EQUITY CAPITAL Perpetual preferred stock and related surplus 0 Common Stock 455,000 Surplus 24,930,000 Retained Earnings 4,071,000 Accumulated other comprehensive income 2,083,000 Other Equity Capital components 0 Total equity capital 31,539,000 Total liabilities and equity capital 311,936,000 ===========
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