-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RxySaU3gzXJj6KOepqf8k36EAEQruforJhfBiX1uPgxiLvjdFWyoUOycP9M/rmIy ShtwlQ3Gp4+v7naBKJSzVg== 0000004962-99-000017.txt : 19990506 0000004962-99-000017.hdr.sgml : 19990506 ACCESSION NUMBER: 0000004962-99-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-00698 FILM NUMBER: 99611404 BUSINESS ADDRESS: STREET 1: AMERICAN EXPRESS TWR WORLD FINANCIAL CN STREET 2: 200 VESEY ST 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS TOWER STREET 2: 200 VESEY ST 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 13F-HR 1 AXP 3/31/99 FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13(F)COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: American Express Company Address: 200 Vesey Street New York, New York 10285 Form 13F File Number: 28-698 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel T. Henry Title: Comptroller Phone: 212-640-5478 Signature, Place, and Date of Signing: /s/ Daniel T. Henry New York, New York May 5, 1999 - ------------------- ------------------ ----------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name - -------------------- -------------------------------------------------- 28-139 American Express Financial Corporation 28-1151 American Express Trust Company 28-2069 IDS Advisory Group, Inc. 28-192 IDS Bond Fund, Inc. 28-140 IDS Certificate Company 28-1075 IDS Discovery Fund, Inc. 28-1411 IDS Extra Income Fund, Inc. 28-2177 IDS Fund Management Limited IDS Global Growth Fund, Inc. 28-2589 IDS Global Series, Inc. 28-1547 IDS International Fund, Inc. 28-1913 IDS International, Inc. 28-1131 IDS Life Capital Resource Fund, Inc. 28-143 IDS Life Insurance Company 28-1837 IDS Life Managed Fund, Inc. 28-1835 IDS Life Series Fund, Inc. - Equity Portfolio 28-1835 IDS Life Series Fund, Inc. - Managed Portfolio 28-2178 IDS Life Special Income Fund, Inc. 28-144 IDS Life Variable Annuity Fund A 28-145 IDS Life Variable Annuity Fund B 28-1546 IDS Managed Retirement Fund, Inc. 28-2748 IDS Market Advantage Series, Inc. 28-199 IDS Investment Series, Inc. 28-198 IDS New Dimensions Fund, Inc. 28-1578 IDS Precious Metals Fund, Inc. 28-197 IDS Selective Fund, Inc. 28-195 IDS Stock Fund, Inc. 28-1473 IDS Strategy Fund, Inc. 28-2374 IDS Utilities Income Fund, Inc. IDS Life International Equity Fund IDS Life Aggressive Growth Fund IDS Diversified Equity Income Fund American Partners Life Shearson Insurance - Marketing Reinsurance Company FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 8 Form 13F Information Table Value Total: $5193 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------- ------- --------- ------ Cytel Corporation COM 23282E100 56 20310 SH SOLE 20310 0 0 DMI Furniture, Inc. COM 233230101 7 1758 SH SOLE 1758 0 0 First Data Corporation COM 319963104 0 0 SH SOLE 0 0 0 General Re Corp. COM 370563108 0 0 SH SOLE 0 0 0 Granite Broadcasting Corp. COM 387241102 57 8566 SH SOLE 0 0 8566 International Aluminum, Inc. COM 458884103 0 1 SH SOLE 1 0 0 Photocomm, Inc. COM 719319105 8 5574 SH SOLE 5574 0 0 Washington Mutual, Inc. COM 939322103 5065 123910 SH SOLE 123910 0 0
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