-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Am9aVL8wGFtLKH0XIOOzwGFgYjZAvQEimFfzpHLFiDKH5MdqV0/ReEpQrHYno1CR rVFk4kV4RNWCjih62efQgA== 0000950146-99-000446.txt : 19990308 0000950146-99-000446.hdr.sgml : 19990308 ACCESSION NUMBER: 0000950146-99-000446 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990305 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ICH CORP /DE/ CENTRAL INDEX KEY: 0000049588 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 436069928 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-20379 FILM NUMBER: 99558325 BUSINESS ADDRESS: STREET 1: 9255 TOWNE CENTRE DRIVE STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 2149547111 MAIL ADDRESS: STREET 1: P.O. BOX 2699 STREET 2: SUITE 400 CITY: DALLAS STATE: TX ZIP: 75221 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWESTERN LIFE CORP DATE OF NAME CHANGE: 19940808 FORMER COMPANY: FORMER CONFORMED NAME: ICH CORP DATE OF NAME CHANGE: 19930506 FORMER COMPANY: FORMER CONFORMED NAME: ICH CORP/CONSOL NAT/RTS/CFR/MOD AMER LIFE INS/SW LIFE INS/CF DATE OF NAME CHANGE: 19930505 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ARABIA JAMES R CENTRAL INDEX KEY: 0001081276 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 9255 TOWNE CENTRE DR STREET 2: STE 600 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6195878533 MAIL ADDRESS: STREET 1: 4230 ARGUELLO ST CITY: SAN DIEGO STATE: CA ZIP: 92103 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------ SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c) and (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) I.C.H. CORPORATION - ------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - ------------------------------------------------------------------------------- (Title of Class of Securities) 44926L300 - ------------------------------------------------------------------------------- (CUSIP Number) FEBRUARY 24, 1999 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP No. 44926L300 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James R. Arabia - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION US - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 194,500 Number of ------------------------------------------------------- Shares 6 SHARED VOTING POWER Beneficially 0 Owned By ------------------------------------------------------- Each 7 SOLE DISPOSITIVE POWER Reporting 194,500 Person ------------------------------------------------------- With 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 194.500 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] Does not include 39,970 shares of Common Stock owned by a trust for the benefit of Mr. Arabia's wife. Mr. Arabia is neither a trustee nor a beneficial owner of the trust and therefore disclaims beneficial ownership of such shares. - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Item 1(a). Name of Issuer: I.C.H. Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 9255 Towne Centre Drive, Suite 600, San Diego, California 92121-3039 Item 2(a). Name of Person Filing: James R. Arabia Item 2(b). Address of Principal Business Office: 9255 Towne Centre Drive, Suite 600, San Diego, California 92121-3039 Item 2(c). Citizenship: U.S. Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 44926L300 Item 3. Type of Reporting Person: This Statement is filed pursuant to Rule 13d-1(c). Item 4. Ownership as of December 31, 1998: (a) Amount beneficially owned: 194,500 (b) Percent of class: 7.1% (c) Number of shares to which such person has: (i) sole power to vote or direct vote: 194,500 (ii) shared power to vote or direct vote: 0 (iii) sole power to dispose or to direct the disposition of: 194,500 (iv) shared power to dispose or direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 5, 1999 /s/ James R. Arabia -------------- James R. Arabia -----END PRIVACY-ENHANCED MESSAGE-----