-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, egjegyuzuy517LEE0hqoj9ILH8oJsNBtSLSj0lFb7XDbIKSL80oaiyWZpuwBM3+1 LhzPmwnH+3sf9GrzHv4oeg== 0000912057-94-002730.txt : 19940822 0000912057-94-002730.hdr.sgml : 19940822 ACCESSION NUMBER: 0000912057-94-002730 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19940630 FILED AS OF DATE: 19940818 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWESTERN LIFE CORP CENTRAL INDEX KEY: 0000049588 STANDARD INDUSTRIAL CLASSIFICATION: 6321 IRS NUMBER: 436069928 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-07697 FILM NUMBER: 94544862 BUSINESS ADDRESS: STREET 1: 100 MALLARD CREEK RD STE 400 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 5028942100 MAIL ADDRESS: STREET 1: 100 MALLARD CREEK ROAD STREET 2: SUITE 400 CITY: LOUISVILLE STATE: KY ZIP: 40207 FORMER COMPANY: FORMER CONFORMED NAME: ICH CORP DATE OF NAME CHANGE: 19930506 FORMER COMPANY: FORMER CONFORMED NAME: ICH CORP/CONSOL NAT/RTS/CFR/MOD AMER LIFE INS/SW LIFE INS/CF DATE OF NAME CHANGE: 19930505 10-Q/A 1 FORM 10-Q/A FORM 10-Q/A AMENDMENT NO. 1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 12 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended June 30, 1994 ------------- OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ________________ to _________________ Commission file number 1-7697 ---------------------------------------------- Southwestern Life Corporation ----------------------------- (Exact name of registrant as specified in its charter) Delaware 43-6069928 - - ------------------------------- ---------------------------------- (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) 100 Mallard Creek Road, Suite 400, Louisville, Kentucky 40207 ------------------------------------------------------------- (Address of principal executive offices) (Zip Code) (502) 894-2100 ------------------------------------------------------------------------ (Registrant's telephone number, including area code) I.C.H. Corporation -------------------------------------------------------------------------- (Former name, former address and former fiscal year, if changed since last report) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes[X] No[ ] Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date. Class and Title of Shares Outstanding Capital Stock as of August 10, 1994 ------------- --------------------- Common Stock, $1.00 Par Value 47,265,016 The Index to Exhibits appears on page 4. This filing contains 5 pages. This Amendment No. 1 amends Exhibit 10.6 of the Form 10-Q of Southwestern Life Corporation for the quarter ended June 30, 1994. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized. SOUTHWESTERN LIFE CORPORATION BY:S\JOHN T. HULL ------------------------------------- John T. Hull, Executive Vice President Treasurer and Principal Accounting Officer Date: August 18, 1994 3 INDEX TO EXHIBITS Exhibit No. Description Page No. - - ----------- --------------- -------- 10.6 Schedule of Omitted Exhibits 5 4 EX-10.6 2 EXHIBIT 10.6 EXHIBIT 10.6 In accordance with Instruction 2 to Item 601(a) of Regulation S-K, the following documents have been omitted from filing with the Registrant's Form 10-Q since they are substantially identical in all material respects to documents that have been previously filed by the Registrant and which are incorporated herein by reference. Set forth below is the name of each such omitted document and the material details in which each such document differs from the previously filed document: 1. Note of CFSB Corporation, dated January 25, 1993, payable to Southwestern Life Insurance Company as assignee of Consolidated Fidelity Life Insurance Company is omitted from filing since it is substantially similar to Exhibit 10.2 to this Form 10-Q, with the exception of the parties thereto and the principal amount ($46,266,675). 2. Loan Agreement, dated January 25, 1993, between CFSB Corporation and Southwestern Life Insurance Company, as assignee of Consolidated Fidelity Life Insurance Company is omitted from filing herewith since it is substantially similar to Exhibit 10.3 to this Form 10-Q, with the exception of the parties thereto and the principal amount ($46,266,675). 3. Note of James M. Fail, dated January 25, 1993, payable to Southwestern Life Insurance Company as assignee of Consolidated Fidelity Life Insurance Company is omitted from filing herewith since it is substantially similar to Exhibit 10.4 to this Form 10-Q, with the exception of the parties thereto and the principal amount ($32,210,202). 4. Loan Agreement, dated January 25, 1993, between James M. Fail and Southwestern Life Insurance Company as assignee of Consolidated Fidelity Life Insurance Company is omitted from filing herewith since it is substantially similar to Exhibit 10.5 to this Form 10-Q, with the exception of the parties thereto and the principal amount ($32,210,202). 5 -----END PRIVACY-ENHANCED MESSAGE-----