-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rml0jRaK13L4fiNvGRu/7Cyxjqt5bbqzVEsG6D8NksIUnpq/qSA88WjUsXtYBBc3 78f8ONVR5ouz5rRGxbgWug== 0001209191-05-048156.txt : 20050920 0001209191-05-048156.hdr.sgml : 20050920 20050920211820 ACCESSION NUMBER: 0001209191-05-048156 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050916 FILED AS OF DATE: 20050920 DATE AS OF CHANGE: 20050920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAUCONY INC CENTRAL INDEX KEY: 0000049401 STANDARD INDUSTRIAL CLASSIFICATION: RUBBER & PLASTICS FOOTWEAR [3021] IRS NUMBER: 041465840 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13 CENTENNIAL DR STREET 2: CENTENNIAL INDUSTRIAL PK CITY: PEABODY STATE: MA ZIP: 01961 BUSINESS PHONE: 5085329000 MAIL ADDRESS: STREET 1: 13 CENTENNIAL DRIVE STREET 2: CENTENNIAL INDUSTRIAL PARK CITY: PEABODY STATE: MA ZIP: 01960 FORMER COMPANY: FORMER CONFORMED NAME: HYDE ATHLETIC INDUSTRIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HYDE A R & SONS CO DATE OF NAME CHANGE: 19701030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UMANA MICHAEL CENTRAL INDEX KEY: 0001098441 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-05083 FILM NUMBER: 051094662 BUSINESS ADDRESS: STREET 1: 13 CENTENNIAL DR STREET 2: C/O SAUCONY INC CITY: PEABODY STATE: MA ZIP: 01960 BUSINESS PHONE: 9785329000 MAIL ADDRESS: STREET 1: C/O SAUCONY INC STREET 2: 13 CENTENNIAL DR CITY: PEABODY STATE: MA ZIP: 01960 4/A 1 b56939ha.xml MAIN DOCUMENT DESCRIPTION X0202 4/A 2005-09-16 2005-09-20 0000049401 SAUCONY INC SCNYB 0001098441 UMANA MICHAEL 13 CENTENIAL DRIVE PEABODY MA 01960 0 1 0 0 Executive Vice President Class B Common Stock 2005-09-16 4 D 0 36623 23.00 D 0 D Incentive Stock Option (Right to Buy) 5.6204 2005-09-16 4 D 0 15077 17.3796 D 2011-03-12 Class B Common Stock 25509 0 D Non-Statutory Stock Option (Right to Buy) 5.6204 2005-09-16 4 D 0 4918 17.3796 D 2011-03-12 Class B Common Stock 12746 0 D Incentive Stock Option (Right to Buy) 4.5839 2005-09-16 4 D 0 18087 18.4161 D 2011-08-21 Class B Common Stock 21493 0 D Non-Statutory Stock Option (Right to Buy) 4.5839 2005-09-16 4 D 0 18295 18.4161 D 2011-08-21 Class B Common Stock 36203 0 D Incentive Stock Option (Right to Buy) 4.8943 2005-09-16 4 D 0 10052 18.1057 D 2012-02-25 Class B Common Stock 12052 0 D Incentive Stock Option (Right to Buy) 8.1651 2005-09-16 4 D 0 25131 14.8349 D 2013-03-06 Class B Common Stock 25131 0 D Incentive Stock Option (Right to Buy) 12.9320 2005-09-16 4 D 0 15463 10.0680 D 2013-12-22 Class B Common Stock 15463 0 D Non-Statutory Stock Option (Right to Buy) 12.9320 2005-09-16 4 D 0 110193 10.0680 D 2013-12-22 Class B Common Stock 110193 0 D Disposed pursuant to a merger agreement among the Issuer, The Stride Rite Corporation and OC, Inc., dated June 1, 2005, in exchange for right to recieve $23.00 per share. This option, which was granted on March 13, 2001 and was exercisable in annual installments of 2,716, 2,716, 4,082, 7,996 and 7,999 shares commencing on March 13, 2002, was canelled in the merger in exchange for a $262,032.23 cash payment, representing the excess of $23.00 over the per share excercise price of the option multiplied by the number of shares subject to the option, wheter vested or unvested. This option, which was granted on March 13, 2001 and was exercisable in annual installments of 3,914, 3,914, and 4,918 shares, commencing on March 13, 2002, was cancelled in the merger in exchange for $85,472.87 cash payment, representing the excess of $23.00 over the per share exercise price of the option multiplied byt the number of shares subject to the option, whether vested or unvested. This option, which was granted on August 21, 2001 and was exercisable in annual installments of 1,046, 1,046, 1,315, 6,490 and 11,596 shares, commencing on August 21, 2002, was cancelled in the merger in exchange for a $333,092.00 cash payment, representing the excess of $23.00 over the per share exercise price of the option multiplied by the number of shares subject to the option, whether vested or unvested. This option, which was granted on August 21, 2001 and was exercisable in annual installments of 8,954, 8,954, 11,251, 6,075 and 969 commencing on August 21, 2002, was cancelled in the merger in exchange for a $336,922.25 cash payment, representing the excess of $23.00 over the per share exercise price of the option multiplied by the number of shares subject to the option, whether vested or unvested. This option, which was granted on February 25, 2002 and was exercisable in annual installments of 2,000, 2,513, 2,513 and 2,513, commencing on February 25, 2003, was cancelled in the merger in exchange for a $181,998.50 cash payment, representing the excess of $23.00 over the per share exercise price of the option multiplied by the number of shares subject to the option, wheter vested or unvested. This option, which was granted on March 7, 2003 and was exercisable in annual installments of 5,026, 5,026, 5,026, 5,026, and 5,027, commencing March 7, 2004, was cancelled in the merger in exchange for a $372,815.87 cash payment, representing the excess of $23.00 over the per share exercise price of the option multiplied by the number of shares subject to the option, whether vested or unvested. This option, which was granted on December 22, 2003 and was excercisable in annual installments of 7,731 and 7,732 commencing December 22, 2007, was cancelled in the merger in exchange for a $155,661.48 cash payment, representing the excess of $23.00 over the per share exercise price of the option multiplied by the number of shares subject to the option, whether vested or unvested. This option, which was granted on December 22, 2003 and was exercisable in annual installments of 25,131, 25,131, 25,131, 17,400 and 17,400 shares, commencing on December 22, 2004, was cancelled in the merger in exchange for a $1,109,423.12 cash payment representing the excess of $23.00 over the per share exercise price of the option multiplied by the number of shares subject to the option, whether vested or unvested. /s/ Michael Umana 2005-09-20 -----END PRIVACY-ENHANCED MESSAGE-----