-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QtpwIPgbqj7WW45qxEPUstFfNnxvWEulF9oVImwxIE1DHgScr0QH9PY0isPcRUu7 PyOeryk2JtCelX8Cf22DVA== 0001209191-05-048137.txt : 20050920 0001209191-05-048137.hdr.sgml : 20050920 20050920193752 ACCESSION NUMBER: 0001209191-05-048137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050916 FILED AS OF DATE: 20050920 DATE AS OF CHANGE: 20050920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAUCONY INC CENTRAL INDEX KEY: 0000049401 STANDARD INDUSTRIAL CLASSIFICATION: RUBBER & PLASTICS FOOTWEAR [3021] IRS NUMBER: 041465840 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13 CENTENNIAL DR STREET 2: CENTENNIAL INDUSTRIAL PK CITY: PEABODY STATE: MA ZIP: 01961 BUSINESS PHONE: 5085329000 MAIL ADDRESS: STREET 1: 13 CENTENNIAL DRIVE STREET 2: CENTENNIAL INDUSTRIAL PARK CITY: PEABODY STATE: MA ZIP: 01960 FORMER COMPANY: FORMER CONFORMED NAME: HYDE ATHLETIC INDUSTRIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HYDE A R & SONS CO DATE OF NAME CHANGE: 19701030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JEPPESEN MICHAEL CENTRAL INDEX KEY: 0001141543 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05083 FILM NUMBER: 051094588 BUSINESS ADDRESS: STREET 1: 13 CENTENNIAL DRIVE CITY: PEABODY STATE: MA ZIP: 01960 BUSINESS PHONE: 9785329000 4 1 b56939d1.xml MAIN DOCUMENT DESCRIPTION X0202 4 2005-09-16 0000049401 SAUCONY INC SCNYB 0001141543 JEPPESEN MICHAEL 13 CENTENNIAL DRIVE PEABODY MA 01960 0 1 0 0 Sr. VP, Manufacturing & Design Class B Common Stock 2005-09-16 4 D 0 24477 23.0000 D 0 D Incentive Stock Option (Right to Buy) 4.7829 2005-09-16 4 D 0 1256 18.2171 D 2011-05-20 Class B Common Stock 5769 0 D Incentive Stock Option (Right to Buy) 4.8943 2005-09-16 4 D 0 3015 18.1057 D 2012-02-25 Class B Common Stock 6923 0 D Incentive Stock Option (Right to Buy) 8.1651 2005-09-16 4 D 0 15079 14.8349 D 2013-03-06 Class B Common Stock 25131 0 D Incentive Stock Option (Right to Buy) 12.9320 2005-09-16 4 D 0 13822 10.0680 D 2013-12-22 Class B Common Stock 17277 0 D Non-Statutory Stock Option (Right to Buy) 12.9320 2005-09-16 4 D 0 108379 10.0680 D 2013-12-22 Class B Common Stock 108379 0 D Disposed pursuant to a merger agreement amoung the Issuer, The Stride Rite Corporation and OC, Inc., dated June 1, 2005. In exchange for rights to recieve $23.00 per share. This option, which was granted on May 20, 2001 and was exercisable in annual installments of 1,000, 1,000, 1,257, 1,256 and 1,256 shares, commencing on May 20, 2002, was cancelled in the merger in exchange for a $22,880.68 cash payment, representing the excess of $23.00 over the per share exercise price of the option multiplied by the number of shares subject to the option, whether vested or unvested. This option, which was granted on February 25, 2002 and was exercisable in annual installments of 1,200, 1,200, 1,507, 1,508 and 1,508 shares, commencing on February 25, 2003, was cancelled in the merger in exchange for a $54,588.69 cash payment, representing the excess of $23.00 over the per share exercise price of the option multiplied by the number of shares subject to the option, whether vested or unvested. This option, which was granted on March 7, 2003 and was exercisable in annual installments of 5,026, 5,026, 5,026, 5,026 and 5,027 shares, commencing on March 7, 2004, was cancelled in the merger in exchange for a $223,695.46 cash payment, representing the excess of $23.00 over the per share exercise price of the option multiplied by the number of shares subject to the option, whether vested or unvested. This option, which was granted on December 22, 2003 and was exercisable in annual installments of 3,455, 3,455, 3,455, 3,456 and 3,456 shares, commencing on December 22, 2004, was cancelled in the merger in exchange for a $139,159.90 cash payment, representing the excess of $23.00 over the per share exercise price of the option multiplied by the number of shares subject to the option, whether vested or unvested. This option, which was granted on December 22, 2003 and was exercisable in annual installments of 21,675, 21,675, 21,676, 21,676 and 21,677 shares, commencing on December 22, 2004, was cancelled in the merger in exchange for a $1,091,159.77 cash payment, representing the excess of $23.00 over the per share exercise price of the option multiplied by the number of shares subject to the option, whether vested or unvested. /s/ Michael Jeppesen 2005-09-20 -----END PRIVACY-ENHANCED MESSAGE-----