-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LzpbmgyXmwE5AKG/2kplVmqpmuJ8umr7aYn3fSr6F/mHYdGxw904aeex+3puuK1a uuGhv2TIX5xe5+5OrGa44g== 0001209191-05-048135.txt : 20050920 0001209191-05-048135.hdr.sgml : 20050920 20050920193704 ACCESSION NUMBER: 0001209191-05-048135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050916 FILED AS OF DATE: 20050920 DATE AS OF CHANGE: 20050920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SAUCONY INC CENTRAL INDEX KEY: 0000049401 STANDARD INDUSTRIAL CLASSIFICATION: RUBBER & PLASTICS FOOTWEAR [3021] IRS NUMBER: 041465840 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13 CENTENNIAL DR STREET 2: CENTENNIAL INDUSTRIAL PK CITY: PEABODY STATE: MA ZIP: 01961 BUSINESS PHONE: 5085329000 MAIL ADDRESS: STREET 1: 13 CENTENNIAL DRIVE STREET 2: CENTENNIAL INDUSTRIAL PARK CITY: PEABODY STATE: MA ZIP: 01960 FORMER COMPANY: FORMER CONFORMED NAME: HYDE ATHLETIC INDUSTRIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HYDE A R & SONS CO DATE OF NAME CHANGE: 19701030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISHER JOHN H CENTRAL INDEX KEY: 0000905755 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05083 FILM NUMBER: 051094586 BUSINESS ADDRESS: BUSINESS PHONE: 5085329000 MAIL ADDRESS: STREET 1: 13 CENTENNIAL DR CITY: PEABODY STATE: MA ZIP: 01960 4 1 b56939k1.xml MAIN DOCUMENT DESCRIPTION X0202 4 2005-09-16 0000049401 SAUCONY INC SCNYB 0000905755 FISHER JOHN H 13 CENTENNIAL DRIVE PEABODY MA 01960 1 1 1 0 President & CEO Class B Common Stock 2005-09-16 4 D 0 273456 23.000 D 0 D Class B Common Stock 2005-09-16 4 D 0 34210 23.000 D 0 I By the John H. Fisher GST Trust Class B Common Stock 2005-09-16 4 D 0 1582 23.000 D 0 I By Trust for Lauren Gabrielle Fisher dated 6/1/92 Class B Common Stock 2005-09-16 4 D 0 34210 23.000 D 0 I By the Merrill F. Gottesman GST Trust Non-Qualified Stock Option (Right to Buy) 8.9259 2005-09-16 4 D 0 12566 14.0741 D 2010-08-16 Class B Common Stock 62828 0 D Non-Qualified Stock Option (Right to Buy) 8.1651 2005-09-16 4 D 0 8377 14.8349 D 2006-03-13 Class B Common Stock 25131 0 D Incentive Stock Option (Right to Buy) 14.2252 2005-09-16 4 D 0 7690 8.7748 D 2008-12-22 Class B Common Stock 8026 0 D Non-Qualified Stock Option (Right to Buy) 12.9320 2005-09-16 4 D 0 4995 10.0680 D 2008-12-22 Class B Common Stock 11000 0 D Disposed pursuant to a merger agreement among the issuer, The Stride Rite Corporation and OC, Inc.dated June 1, 2005, in exchange for the rights to receive $23.00 per share. Mr. Fisher disclaims beneficial ownership of the 34,210 shares held in the generation-skipping trust for the benefit of Merrill F. Gottesman, for which Mrs. Gottesman and Mr. Fisher are trustees and share investment and voting power. This option, which was granted on August 17, 2000 and provided for vesting in five equal annual installments, commencing on August 17, 2001, was cancelled in the merger in exchange for a $176,515.86 cash payment, representing the excess of $23.00 over the per share exercise price of the option multiplied by the number of shares subject to the option, whether vested or unvested. This option, which was granted on March 7, 2003 and provided for vesting in five equal annual installments, commencing on March 7, 2004, was cancelled in the merger in exchange for a $124,271.96 cash payment, representing the excess of $23.00 over the per share exercise price of the option multiplied by the number of shares subject to the option, whether vested or unvested. This option, which was granted on December 22, 2003 and was provided for vesting in annual installments of 337, 1,347 and 6,342 shares commencing on March 7, 2004, was cancelled in the merger in exchange or a $67,478.21 cash payment, representing the excess of $23.00 over the per share exercise price of the option multiplied by the number of shares subject to the option, whether vested or unvested. This option, which was granted on December 22, 2003 and was provided for vesting in annual installments of 6,005 and 4,995 shares commencing on March 7, 2004, was cancelled in the merger in exchange or a $50,289.66 cash payment, representing the excess of $23.00 over the per share exercise price of the option multiplied by the number of shares subject to the option, whether vested or unvested. /s/ John H. Fisher 2005-09-20 -----END PRIVACY-ENHANCED MESSAGE-----