-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kb/dtVyMeoj7W2bMGGcxg33FrlP7TXnweO1FRoN20G6BBmRo8sPUmUtrowUQH8QN HykkbX5GGcJxerObAH5HHA== 0000049401-96-000002.txt : 20030213 0000049401-96-000002.hdr.sgml : 20030213 19960215101229 ACCESSION NUMBER: 0000049401-96-000002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960215 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HYDE ATHLETIC INDUSTRIES INC CENTRAL INDEX KEY: 0000049401 STANDARD INDUSTRIAL CLASSIFICATION: RUBBER & PLASTICS FOOTWEAR [3021] IRS NUMBER: 041465840 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33321 FILM NUMBER: 96520697 BUSINESS ADDRESS: STREET 1: 13 CENTENNIAL DR STREET 2: CENTENNIAL INDUSTRIAL PK CITY: PEABODY STATE: MA ZIP: 01961 BUSINESS PHONE: 5085329000 MAIL ADDRESS: STREET 1: 13 CENTENNIAL DRIVE STREET 2: CENTENNIAL INDUSTRIAL PARK CITY: PEABODY STATE: MA ZIP: 01960 FORMER COMPANY: FORMER CONFORMED NAME: HYDE A R & SONS CO DATE OF NAME CHANGE: 19701030 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOTTESMAN CHARLES & MERRILL CENTRAL INDEX KEY: 0001007799 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 13 CENTENNIAL DR CITY: PEABODY STATE: MA ZIP: 01960 BUSINESS PHONE: 5085329000 MAIL ADDRESS: STREET 1: 13 CENTENNIAL DR CITY: PEABODY STATE: MA ZIP: 01960 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Hyde Athletic Industries, Inc. (Name of Issuer) Class A Common Stock, $.33 1/3 par value per share (Title of Class of Securities) 448632109 (CUSIP Number) Charles A. Gottesman, Hyde Athletic Industries, Inc. 13 Centennial Drive, Peabody, MA 01960 (508) 532-9000 (Name, Address and Telephone Number of Person Authorized to Receive Notice and Communications) July 20, 1995 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box: { } Check the following box if a fee is being paid with the statement. { }. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rules 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Charles A. Gottesman and Merrill F. Gottesman - --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) {x} (b) { } - --------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------- 4 SOURCE OF FUNDS* 00 (gift of securities) - --------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) { } - --------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION - U.S.A. - --------------------------------------------------------------------- 7 SOLE VOTING POWER - 320,244 NUMBER OF ------------------------------------------------------- SHARES BENEFICIALLY 8 SHARED VOTING POWER - 83,410 OWNED BY ------------------------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER - 320,244 PERSON ------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER - 83,410 - --------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 403,654 - --------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* {x} - --------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) - 14.9% - --------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* - IN - --------------------------------------------------------------------- This Schedule 13D amends a Schedule 13D filed by Mr. Charles A. Gottesman on April 30, 1993. ITEM 1. SECURITY AND ISSUER This schedule relates to the Class A Common Stock, $.33-1/3 par value per share (the "Common Stock"), of Hyde Athletic Industries, Inc., a Massachusetts corporation (the "Company"), which has its principal executive offices located at Centennial Industrial Park, 13 Centennial Drive, Peabody, Massachusetts 01960. ITEM 2. IDENTITY AND BACKGROUND This statement is filed on behalf of Mr. Charles A. Gottesman and his wife, Mrs. Merrill F. Gottesman. Mr. Gottesman is the Executive Vice President, Chief Operating Officer and Treasurer of the Company, a manufacturer of athletic shoes and outdoor recreational products, the address of which is set forth in Item 1. Mrs. Gottesman has no business occupation or employment. During the last five years, neither Mr. nor Mrs. Gottesman has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he or she was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Mr. and Mrs. Gottesman are citizens of the United States. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION On July 20, 1995, Phyllis H. Fisher made bona fide gifts of an aggregate of 267,500 shares of Common Stock to Merrill F. Gottesman and trusts over which she has voting and investment control. Merrill F. Gottesman is the daughter of Phyllis H. Fisher. Mrs. Gottesman paid no consideration for the shares. ITEM 4. PURPOSE OF TRANSACTION Mrs. Fisher distributed shares of Common Stock in connection with her personal estate planning. The distribution of shares reported herein does not signify any change in the management of the Company. Neither Mr. nor Mrs. Gottesman presently has under consideration any plans or proposals with respect to the Company which relate to or might result in (i) an extraordinary transaction, such as a merger, reorganization or liquidation involving the Company, (ii) the sale or transfer of a material amount of the Company's assets, (iii) any change in the Company's present Board of Directors or management, (iv) any material change in the present capitalization or dividend policy of the Company, (v) any other material change in the Company's business or corporate structure, (vi) any changes in the Company's charter or by-laws or other actions which, if control were to become obtainable through the purchase of shares of Common Stock, may impede the acquisition of control of the Company by any person, (vii) causing a class of securities of the Company to cease to be authorized to be quoted in an interdealer quotation system of a registered national securities association, (viii) causing a class of equity securities of the Company to become eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934, as amended, or (ix) any similar action. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Mr. and Mrs. Charles A. Gottesman beneficially own 403,654 shares of Common Stock, which represents approximately 14.9% of the total outstanding shares of Common Stock. Mr. Gottesman is the direct owner of 25,750 shares for which he exercises sole investment and voting power. Mrs. Gottesman is the direct owner of 214,833 shares of Common Stock for which she exercises sole investment and voting power. Of the remaining 163,071 shares, 69,031 shares are held jointly by Mr. and Mrs. Gottesman, for which Mr. and Mrs. Gottesman share voting and investment power; 83,410 shares are held in trust for the benefit of Merrill F. Gottesman for which Merrill F. Gottesman and her brother, John H. Fisher, are trustees and share investment and voting power; 2,666 shares are held by Mr. and Mrs. Gottesman's daughters for which Mr. and Mrs. Gottesman exercise shared voting and investment power; and 7,964 shares are held in trust for the benefit of Mr. and Mrs. Gottesman's daughters for which Merrill F. Gottesman is the trustee and exercises sole investment and voting power. The number of shares beneficially owned by Mr.and Mrs. Gottesman does not include 83,410 shares held in trust for the benefit of John H. Fisher for which Merrill F. Gottesman and John H. Fisher are trustees and share investment and voting power and as to which Mr. and Mrs. Gottesman disclaim beneficial ownership. Other than the gratuitous transfer of shares by Mrs. Fisher, as described in Item 3, neither Mr. nor Mrs. Gottesman effected any transaction in the shares of Common Stock in the past 60 days. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER Not applicable. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Not applicable. SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. /s/ Charles A. Gottesman 2/15/96 - ------------------------------------------------------------ Charles A. Gottesman Date - ------------------------------------------------------------ -----END PRIVACY-ENHANCED MESSAGE-----