0000049303-17-000014.txt : 20171017
0000049303-17-000014.hdr.sgml : 20171017
20171017073407
ACCESSION NUMBER: 0000049303-17-000014
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20171016
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO.
CENTRAL INDEX KEY: 0000049303
IRS NUMBER: 362355753
STATE OF INCORPORATION: IL
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03024
FILM NUMBER: 171139858
BUSINESS ADDRESS:
STREET 1: 222 WEST ADAMS-STE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606-5308
BUSINESS PHONE: (312) 443-1560
MAIL ADDRESS:
STREET 1: 222 WEST ADAMS-STE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60606-5308
FORMER COMPANY:
FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD
DATE OF NAME CHANGE: 20000101
MA-I
1
primary_doc.xml
MA-I
0000049303
XXXXXXXX
Nancy Meier
312-443-1558
nmeier@hsemuni.com
N
N
WALTER
DAVID
TIFFIN
004613471
N
1
0000049303
HUTCHINSON, SHOCKEY, ERLEY & CO.
08-21-2017
N
867-00630
LOCATED
08-21-2017
4545 POST OAK PLACE
SUITE 215
HOUSTON
TX
77027
08-2017
HUTCHINSON, SHOCKEY, ERLEY & CO
HOUSTON
TX
77027
Y
Y
SENIOR VICE PRESIDENT
09-2014
07-2017
WILLIAM BLAIR & CO
AUSTIN
TX
78730
Y
Y
BANKER
06-2012
08-2014
ROBERT W BAIRD & CO INC
DALLAS
TX
78759
Y
Y
INVESTMENT BANKER
10-2011
06-2012
DAVID TIFFIN & ASSOCIATES LLC
COPPELL
TX
75019
N
N
PRESIDENT
03-2008
10-2011
RBC CAPITAL MARKETS CORP
DALLAS
TX
75201
Y
Y
INVESTMENT BANKER
02-2004
03-2008
RBC DAIN RAUSCHER INC
DALLAS
TX
75201
Y
Y
INVESTMENT BANKER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
10-16-2017
NANCY L MEIER
CFO/CCO/TREASURER
WALTER DAVID TIFFIN
004613471
1586056
6J(1)