0000049303-17-000014.txt : 20171017 0000049303-17-000014.hdr.sgml : 20171017 20171017073407 ACCESSION NUMBER: 0000049303-17-000014 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUTCHINSON, SHOCKEY, ERLEY & CO. CENTRAL INDEX KEY: 0000049303 IRS NUMBER: 362355753 STATE OF INCORPORATION: IL FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03024 FILM NUMBER: 171139858 BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 BUSINESS PHONE: (312) 443-1560 MAIL ADDRESS: STREET 1: 222 WEST ADAMS-STE 1700 CITY: CHICAGO STATE: IL ZIP: 60606-5308 FORMER COMPANY: FORMER CONFORMED NAME: HUTCHINSON SHOCKEY ERLEY & CO /BD DATE OF NAME CHANGE: 20000101 MA-I 1 primary_doc.xml MA-I 0000049303 XXXXXXXX Nancy Meier 312-443-1558 nmeier@hsemuni.com N N WALTER DAVID TIFFIN 004613471 N 1 0000049303 HUTCHINSON, SHOCKEY, ERLEY & CO. 08-21-2017 N 867-00630 LOCATED 08-21-2017 4545 POST OAK PLACE SUITE 215 HOUSTON TX 77027 08-2017 HUTCHINSON, SHOCKEY, ERLEY & CO HOUSTON TX 77027 Y Y SENIOR VICE PRESIDENT 09-2014 07-2017 WILLIAM BLAIR & CO AUSTIN TX 78730 Y Y BANKER 06-2012 08-2014 ROBERT W BAIRD & CO INC DALLAS TX 78759 Y Y INVESTMENT BANKER 10-2011 06-2012 DAVID TIFFIN & ASSOCIATES LLC COPPELL TX 75019 N N PRESIDENT 03-2008 10-2011 RBC CAPITAL MARKETS CORP DALLAS TX 75201 Y Y INVESTMENT BANKER 02-2004 03-2008 RBC DAIN RAUSCHER INC DALLAS TX 75201 Y Y INVESTMENT BANKER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N N N N N N N 10-16-2017 NANCY L MEIER CFO/CCO/TREASURER WALTER DAVID TIFFIN 004613471 1586056 6J(1)