-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, V9Ll5ZyCobDQFJU/W2S6H9k42Bq0d5qgQAHUIwr6X+pcSXLjTrK2yl5vXdJOFu7Z p8vhAEL5l1p2L0AeYMFaqA== 0000950116-95-000291.txt : 199507190000950116-95-000291.hdr.sgml : 19950719 ACCESSION NUMBER: 0000950116-95-000291 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950718 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HUNT MANUFACTURING CO CENTRAL INDEX KEY: 0000049146 STANDARD INDUSTRIAL CLASSIFICATION: PENS, PENCILS & OTHER ARTISTS' MATERIALS [3950] IRS NUMBER: 210481254 STATE OF INCORPORATION: PA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-10075 FILM NUMBER: 95554484 BUSINESS ADDRESS: STREET 1: 230 S BROAD ST CITY: PHILADELPHIA STATE: PA ZIP: 19102 BUSINESS PHONE: 2157327700 MAIL ADDRESS: STREET 1: 230 S BROAD STREET CITY: PHILADELPHIA STATE: PA ZIP: 19102 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MACINNES GORDON A JR CENTRAL INDEX KEY: 0000948122 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 568520515 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: C/O HUNT MANUFACTURING CO STREET 2: 2005 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103-7085 BUSINESS PHONE: 2159882914 MAIL ADDRESS: STREET 1: C/O HUNT MANUFACTURING CO STREET 2: 2005 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103-7085 SC 13D 1 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) HUNT MANUFACTURING CO. ---------------------- (Name of Issuer) Common Shares, par value $.01 per share --------------------------------------- (Title of Class of Securities) 445636-10-3 CUSIP Number Richard J. Bove, Esq., 3700 Bell Atlantic Tower, 1717 Arch Street Philadelphia, PA 19103-2793 (215) 994-5110 ----------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 13, 1995 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13D to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box: [ ] Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class. See Rule 13d-7.) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO.: 445636-10-3 Page 2 of 9 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person. Gordon A. MacInnes, Jr. ###-##-#### - -------------------------------------------------------------------------------- 2) Check the Appropriate Box (a) [ ] if a Member of a Group (b) [ X ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Source of Funds: N/A - -------------------------------------------------------------------------------- 5) Check Box if Disclosure or Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). [ ] - -------------------------------------------------------------------------------- 6) Citizenship or Place of Organization: U.S.A. - -------------------------------------------------------------------------------- Number of 7) Sole Voting Power 6,694 Shares ----------------------------------------------- Beneficially 8) Shared Voting Power 1,278,950 Owned by ----------------------------------------------- Each 9) Sole Dispositive Power 6,694 Reporting ----------------------------------------------- Person 10) Shared Dispositive Power 1,278,950 With ----------------------------------------------- - -------------------------------------------------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,285,644 - -------------------------------------------------------------------------------- 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares [ X ] - -------------------------------------------------------------------------------- 13) Percent of Class Represented By Amount in Row (11) 8.1% - -------------------------------------------------------------------------------- 14) Type of Reporting Person: IN - -------------------------------------------------------------------------------- -2- 3 CUSIP NO.: 445636-10-3 Page 3 of 9 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person. Blair Bartol MacInnes ###-##-#### - -------------------------------------------------------------------------------- 2) Check the Appropriate Box (a) [ ] if a Member of a Group (b) [ X ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Source of Funds: N/A - -------------------------------------------------------------------------------- 5) Check Box if Disclosure or Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). [ ] - -------------------------------------------------------------------------------- 6) Citizenship or Place of Organization: U.S.A. Number of 7) Sole Voting Power 585,289 Shares ----------------------------------------------- Beneficially 8) Shared Voting Power 746,657 Owned by ----------------------------------------------- Each 9) Sole Dispositive Power 585,289 Reporting ----------------------------------------------- Person 10) Shared Dispositive Power 746,657 With ----------------------------------------------- - -------------------------------------------------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,331,946 - -------------------------------------------------------------------------------- 12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares [ X ] - -------------------------------------------------------------------------------- 13) Percent of Class Represented By Amount in Row (11) 8.3% - -------------------------------------------------------------------------------- 14) Type of Reporting Person: IN - -------------------------------------------------------------------------------- -3- 4 CUSIP NO.: 445636-10-3 Page 4 of 9 Pages This filing is being made to amend and restate in its entirety the previous Schedule 13D filings of Gordon A. MacInnes, Jr. and Blair Bartol MacInnes so as to consolidate and update certain information therein and to provide information concerning recent changes in beneficial ownership of Shares of the Issuer by the reporting persons. Item 1. Security and Issuer. This statement relates to the Common Shares, $.01 par value ("Shares"), of Hunt Manufacturing Co. (the "Company"). The Company's address is One Commerce Square, 2005 Market Street, Philadelphia, PA 19103-7085. Item 2. Identity and Background. (a) Name. This statement is filed jointly by Gordon A. MacInnes, Jr. and Blair Bartol MacInnes, who are husband and wife. (b) Residence or Business Address. The addresses of the reporting persons are c/o Hunt Manufacturing Co., One Commerce Square, 2005 Market Street, Philadelphia, PA 19103-7085. (c) Present Principal Occupation or Employment. Gordon a. MacInnes, Jr. -- Vice Chairman of the Board and Director of the Company; New Jersey State Senator; and writer under contract with 20th Century Fund, an operating charitable foundation. Blair B. MacInnes -- None (d) Criminal Convictions, etc. Gordon A. MacInnes, Jr. -- None. Blair B. MacInnes -- None. (e) Civil Judgments, Decrees, etc. Gordon A. MacInnes, Jr. -- None. Blair B. MacInnes -- None. -4- 5 CUSIP NO.: 445636-10-3 Page 5 of 9 Pages (f) Citizenship. Gordon A. MacInnes, Jr. -- U.S.A. Blair B. MacInnes -- U.S.A. Item 3. Source and Amount of Funds or Other Consideration. Substantially all of the Shares beneficially owned by the reporting persons were acquired by a gift or inheritance. Item 4. Purpose of Transaction. The transactions giving rise to this amendment to Schedule 13D (see Item 5(c) herein) involved transfers without consideration between members of the Bartol family and related trusts and family partnerships for estate planning and financial planning purposes and not for the purpose of causing the occurrence of any of the matters enumerated in paragraphs (a) through (j) of Schedule 13D. -5- 6 CUSIP NO.: 445636-10-3 Page 6 of 9 Pages Item 5. Interest in Securities of the Issuer. (a)-(b) The beneficial ownership of Shares by the reporting persons as of July 13, 1995 was as follows: Gordon A. Blair B. MacInnes MacInnes --------- --------- (i) Amount Beneficially Owned: 1,285,644(1) 1,331,946(1)(5) (ii) Percent of Class: 8.1% 8.3% (iii) Number of Shares as to which such person has: (A) sole power to vote or to direct the vote: 6,694(2) 585,289(6) (B) shared power to vote or to direct the vote: 1,278,950(3)(4) 746,657(3) (C) sole power to dispose of or to direct the disposition of: 6,694(2) 585,289(6) (D) shared power to dispose or to direct the disposition of: 1,278,950(3)(4) 746,657(3) (1) Except as otherwise indicated in the footnotes below, the Shares indicated as beneficially owned by the reporting person do not include Shares owned by other members of his or her family, the beneficial ownership of which Shares is disclaimed by the reporting person. (2) Includes 1,000 Shares which Mr. MacInnes has the right to acquire by exercise of stock options under the Company's 1994 Non-Employee Directors' Stock Option Plan. (3) Includes 746,657 Shares as to which Mr. and Mrs. MacInnes share voting and dispositive power as the co-trustees of the 1988 Trust (comprised of two subtrusts) established by the late George E. Bartol III, the father of Mrs. MacInnes, for the benefit of his family (the "1988 Trust"). (4) Includes 532,293 Shares as to which Mr. MacInnes and Katherine B. Lunt have shared voting and dispositive power as the co-trustees of the 1971 Trust established by G.E. Bartol III for the benefit of his grandchildren (the "1971 Trust"). Mrs. Lunt is the sister of Mrs. MacInnes. See Appendix I hereto for further information concerning Mrs. Lunt. (5) Does not include approximately 170,500 Shares owned by The Stockton Rush Bartol Foundation (a charitable foundation formed and funded by G.E. Bartol III) of which Mrs. MacInnes is a director, the beneficial ownership of which Shares is disclaimed by Mrs. MacInnes. (6) Includes 429,703 shares owned by The MacInnes Family Partnership, L.P. ("MacInnes Family Partnership") of which Mrs. MacInnes is the sole Managing General Partner. -6- 7 CUSIP NO.: 445636-10-3 Page 7 of 9 Pages (c) During the past 60 days, there have been the following transactions in Shares by or involving the reporting persons: (i) on or about July 13, 1995, the 1988 Trust (of which the reporting persons are co-trustees) distributed an aggregate of 1,403,508 Shares to a beneficiary, Mary F. Bartol (who is Mrs. MacInnes' mother), and (ii) the MacInnes Family Partnership was formed and on or about July 13, 1995 was funded by contributions of (A) 350,877 Shares by Mary F. Bartol, (B) 43 Shares by Mr. MacInnes individually and an aggregate of 74,529 Shares by him as custodian or trustee for his children, and (C) 4,254 Shares by Mrs. MacInnes individually. At or about the same time, Mary F. Bartol transferred 350,877 Shares each to three similar family partnerships for her other three daughters. (d) Not applicable. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer There are no such contracts, arrangements, etc., other than (i) the governing trust instruments for the 1971 and 1988 Trusts which grant voting, dispository and other customary powers to the trustees, and (ii) the Agreement of Limited Partnership of the MacInnes Family Partnership which grants voting, dispositive and other customary powers to Mrs. MacInnes, the Managing General Partner. Item 7. Material to be Filed as Exhibits. Not applicable. The reporting persons are filing this statement jointly and not as members of a group. -7- 8 CUSIP NO.: 445636-10-3 Page 8 of 9 Pages After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: July 13, 1995 /s/ Gordon A. MacInnes, Jr. --------------------------- Gordon A. MacInnes, Jr. /s/ Blair Bartol MacInnes --------------------------- Blair Bartol MacInnes -8- 9 CUSIP NO.: 445636-10-3 Page 9 of 9 Pages APPENDIX I to Schedule 13D --------------- Item 2 information concerning Katherine B. Lunt: (a) Name: Katherine B. Lunt (b) Residence or Business Address: Lunt Silversmiths, P.O. Box 593, Greenfield, MA 01302 (c) Present Principal Occupation or Employment: None (d) Criminal Convictions, etc.: None (e) Civil Judgments, Decrees, etc.: None (f) Citizenship: U.S.A. -9- -----END PRIVACY-ENHANCED MESSAGE-----