0001181431-11-047449.txt : 20110830 0001181431-11-047449.hdr.sgml : 20110830 20110830162055 ACCESSION NUMBER: 0001181431-11-047449 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110828 FILED AS OF DATE: 20110830 DATE AS OF CHANGE: 20110830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Christopher M Todoroff CENTRAL INDEX KEY: 0001441437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 111066043 MAIL ADDRESS: STREET 1: HUMANA INC. STREET 2: 500 WEST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 rrd320941.xml FORM 4 X0304 4 2011-08-28 0 0000049071 HUMANA INC HUM 0001441437 Christopher M Todoroff HUMANA INC. 500 WEST MAIN STREET LOUISVILLE KY 40202 0 1 0 0 Sr. VP and General Counsel Humana Common 2011-08-28 4 F 0 3786 71.00 D 26307 D Options 45.98 2015-08-28 Humana Common 15000 15000 D Options 41.83 2016-02-19 Humana Common 19351 19351 D Options 29.53 2016-04-28 Humana Common 23334 23334 D Options 46.4 2017-02-18 Humana Common 27697 27697 D Options 61.18 2018-02-17 Humana Common 22767 22767 D Restricted Stock Units Humana Common 5149 5149 D Right to buy pursuant to the Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/28/08 vesting in three increments from 8/28/09 to 8/28/2011. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/19/10 to 2/19/12. Non-Qualified stock option grant vests in three increments from 4/28/10 to 4/28/12. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/18/11 to 2/18/13. Reporting person was granted the maximum number of Incentive stock options allowed and remaining options were granted as Non-Qualified stock options. The option grant vests in three increments from 2/17/12 to 2/17/14. Right to receive one share per restricted stock unit pursuant to the Company's 2003 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to reporting person on 2/17/11, 100% of the award is vesting on 2/17/14. /s/ Christopher M. Todoroff 2011-08-29