0001062993-24-004154.txt : 20240223
0001062993-24-004154.hdr.sgml : 20240223
20240223115312
ACCESSION NUMBER: 0001062993-24-004154
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240221
FILED AS OF DATE: 20240223
DATE AS OF CHANGE: 20240223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Renaudin George II
CENTRAL INDEX KEY: 0001964078
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 24668335
MAIL ADDRESS:
STREET 1: 500 W. MAIN SREET
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-02-21
0000049071
HUMANA INC
HUM
0001964078
Renaudin George II
HUMANA INC.
500 W. MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
President, Medicare & Medicaid
0
Humana Common
2024-02-22
4
M
0
1104
0
A
2651
D
Humana Common
2024-02-22
4
F
0
278
366.105
D
2373
D
Humana Common
2024-02-21
4
A
0
7250
0
A
9623
D
Humana Common
489
I
See Footnote
Options
510.2425
2030-02-24
Humana Common
4162
4162
D
Options
367.21
2024-02-21
4
A
0
6966
0
A
2031-02-21
Humana Common
6966
6966
D
Restricted Stock Units
Humana Common
1241
1241
D
Restricted Stock Units
Humana Common
230
230
D
Restricted Stock Units
Humana Common
609
609
D
Restricted Stock Units
Humana Common
719
719
D
Phantom Stock Units
Humana Common
153
153
I
See Footnote
Shares held for the benefit of reporting person as of January 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 9/1/2021, 100% of the award is vesting on 9/1/2024.
Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
Restricted stock units granted to reporting person on 10/1/2022, 100% of the award is vesting on 10/1/2025.
Restricted stock units granted to reporting person on 2/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
Restricted stock units granted to reporting person on 2/21/24.
Includes 7,250 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
Phantom Stock Units held for the benefit of reporting person as of January 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
Includes Performance Stock Units not required to be reported until vest.
Shares disposed of represent payment for tax liability on Performance Stock Units vesting on 2/22/24.
George Renaudin II
2024-02-23