0001062993-23-002435.txt : 20230208
0001062993-23-002435.hdr.sgml : 20230208
20230208152536
ACCESSION NUMBER: 0001062993-23-002435
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230201
FILED AS OF DATE: 20230208
DATE AS OF CHANGE: 20230208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Renaudin George II
CENTRAL INDEX KEY: 0001964078
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 23598842
MAIL ADDRESS:
STREET 1: 500 W. MAIN SREET
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
3/A
1
form3a.xml
AMENDED INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
X0206
3/A
2023-02-01
2023-02-01
0
0000049071
HUMANA INC
HUM
0001964078
Renaudin George II
HUMANA INC.
500 W. MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
President, Medicare & Medicaid
Humana Common
0
D
Humana Common
474
I
See Footnote
Restricted Stock Units
0
Humana Common
241
D
Restricted Stock Units
0
Humana Common
1241
D
Restricted Stock Units
0
Humana Common
459
D
Restricted Stock Units
0
Humana Common
609
D
Phantom Stock Units
0
Humana Common
148
I
See Footnote
Shares held for the benefit of reporting person as of January 31, 2023 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc.
common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Amount reported is what remains unvested.
Restricted stock units granted to reporting person on 9/1/2021, 100% of the award is vesting on 9/1/2024.
Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. Amount reported is what remains unvested.
Restricted stock units granted to reporting person on 10/1/2022, 100% of the award is vesting on 10/1/2025.
Phantom Stock Units held for the benefit of reporting person as of January 31, 2023 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
This form is being amended due to an administrative error that incorrectly reported the amount of indirect shares owned in Humana Retirement Savings Plan (see footnote 1). Shares reported on this form are correct as of 1/31/23.
This form is being amended due to an administrative error that incorrectly reported the amount of indirect shares owned in Humana Retirement Equalization Plan (see footnote 7). Shares reported on this form are correct as of 1/31/23.
George Renaudin II
2023-02-07