0001062993-22-024070.txt : 20221219
0001062993-22-024070.hdr.sgml : 20221219
20221219133809
ACCESSION NUMBER: 0001062993-22-024070
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221215
FILED AS OF DATE: 20221219
DATE AS OF CHANGE: 20221219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROUSSARD BRUCE D
CENTRAL INDEX KEY: 0001185643
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 221470598
MAIL ADDRESS:
STREET 1: 500 W. MAIN STREET
STREET 2: C/O HUMANA LAW DEPT.
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-12-15
0000049071
HUMANA INC
HUM
0001185643
BROUSSARD BRUCE D
HUMANA INC.
500 W MAIN ST.
LOUISVILLE
KY
40202
1
1
0
0
President & CEO
Humana Common
2022-12-15
4
M
0
2673
0
A
68275
D
Humana Common
2022-12-15
4
F
0
1052
510.02
D
67223
D
Humana Common
2022-12-15
4
M
0
2464
0
A
69687
D
Humana Common
2022-12-15
4
F
0
970
510.02
D
68717
D
Humana Common
2022-12-15
4
M
0
2183
0
A
70900
D
Humana Common
2022-12-15
4
F
0
860
510.02
D
70040
D
Options
350.7875
2027-02-24
Humana Common
13430
13430
D
Options
376.61
2028-02-22
Humana Common
30425
30425
D
Options
425.055
2029-02-21
Humana Common
23734
23734
D
Restricted Stock Units
2022-12-15
4
M
0
2673
0
D
Humana Common
2673
0
D
Restricted Stock Units
2022-12-15
4
M
0
2464
0
D
Humana Common
2464
2465
D
Restricted Stock Units
2022-12-15
4
M
0
2183
0
D
Humana Common
2183
4368
D
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments.
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24
Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value received in return.
Bruce D. Broussard
2022-12-19