0001062993-22-024070.txt : 20221219 0001062993-22-024070.hdr.sgml : 20221219 20221219133809 ACCESSION NUMBER: 0001062993-22-024070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221215 FILED AS OF DATE: 20221219 DATE AS OF CHANGE: 20221219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROUSSARD BRUCE D CENTRAL INDEX KEY: 0001185643 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 221470598 MAIL ADDRESS: STREET 1: 500 W. MAIN STREET STREET 2: C/O HUMANA LAW DEPT. CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-12-15 0000049071 HUMANA INC HUM 0001185643 BROUSSARD BRUCE D HUMANA INC. 500 W MAIN ST. LOUISVILLE KY 40202 1 1 0 0 President & CEO Humana Common 2022-12-15 4 M 0 2673 0 A 68275 D Humana Common 2022-12-15 4 F 0 1052 510.02 D 67223 D Humana Common 2022-12-15 4 M 0 2464 0 A 69687 D Humana Common 2022-12-15 4 F 0 970 510.02 D 68717 D Humana Common 2022-12-15 4 M 0 2183 0 A 70900 D Humana Common 2022-12-15 4 F 0 860 510.02 D 70040 D Options 350.7875 2027-02-24 Humana Common 13430 13430 D Options 376.61 2028-02-22 Humana Common 30425 30425 D Options 425.055 2029-02-21 Humana Common 23734 23734 D Restricted Stock Units 2022-12-15 4 M 0 2673 0 D Humana Common 2673 0 D Restricted Stock Units 2022-12-15 4 M 0 2464 0 D Humana Common 2464 2465 D Restricted Stock Units 2022-12-15 4 M 0 2183 0 D Humana Common 2183 4368 D Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments. Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24 Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value received in return. Bruce D. Broussard 2022-12-19