0001062993-22-021625.txt : 20221107 0001062993-22-021625.hdr.sgml : 20221107 20221107124451 ACCESSION NUMBER: 0001062993-22-021625 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221103 FILED AS OF DATE: 20221107 DATE AS OF CHANGE: 20221107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Deshpande Samir CENTRAL INDEX KEY: 0001712481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 221364568 MAIL ADDRESS: STREET 1: 500 W MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-11-03 0000049071 HUMANA INC HUM 0001712481 Deshpande Samir HUMANA INC. 500 W MAIN ST LOUISVILLE KY 40202 0 1 0 0 Chief Information Officer Humana Common 2022-11-03 4 M 0 1116 268.47 A 6645 D Humana Common 2022-11-03 4 F 0 535 560.14 D 6110 D Humana Common 2022-11-03 4 M 0 324 307.965 A 6434 D Humana Common 2022-11-03 4 F 0 179 560.14 D 6255 D Humana Common 2022-11-03 4 M 0 2898 268.47 A 9153 D Humana Common 2022-11-03 4 M 0 5064 307.965 A 14217 D Humana Common 2022-11-03 4 S 0 7962 565.9529 D 6255 D Options 268.47 2022-11-03 4 M 0 4014 0 D 2025-02-19 Humana Common 4014 0 D Options 307.965 2022-11-03 4 M 0 5388 0 D 2026-02-25 Humana Common 5388 0 D Options 350.7875 2027-02-24 Humana Common 5730 5730 D Options 376.61 2028-02-22 Humana Common 4327 4327 D Options 425.055 2029-02-21 Humana Common 3836 3836 D Restricted Stock Units Humana Common 380 380 D Restricted Stock Units Humana Common 701 701 D Restricted Stock Units Humana Common 1059 1059 D Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 2/19/19 to 2/19/21. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24. Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25. Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. Shares reported were swapped for the purchase price of options exercised, using FMV on 11/2/2022. Shares were not sold or disposed of for value in return. Price reported is weighted average sales price. Samir M. Deshpande 2022-11-07