0001062993-22-011349.txt : 20220503
0001062993-22-011349.hdr.sgml : 20220503
20220503134526
ACCESSION NUMBER: 0001062993-22-011349
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220501
FILED AS OF DATE: 20220503
DATE AS OF CHANGE: 20220503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shrank William H
CENTRAL INDEX KEY: 0001772348
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 22885869
MAIL ADDRESS:
STREET 1: 500 WEST MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-05-01
0000049071
HUMANA INC
HUM
0001772348
Shrank William H
HUMANA INC.
500 W MAIN ST
LOUISVILLE
KY
40202
0
1
0
0
Chief Medical Officer
Humana Common
2022-05-01
4
M
0
4926
0
A
6204
D
Humana Common
2022-05-01
4
F
0
2250
449.8145
D
3954
D
Humana Common
2022-05-01
4
M
0
504
0
A
4458
D
Humana Common
2022-05-01
4
F
0
164
449.8145
D
4294
D
Options
248.005
2026-05-01
Humana Common
6842
6842
D
Options
350.7875
2027-02-24
Humana Common
5372
5372
D
Options
376.61
2028-02-22
Humana Common
4057
4057
D
Options
425.055
2029-02-21
Humana Common
3165
3165
D
Restricted Stock Units
2022-05-01
4
M
0
504
0
D
Humana Common
504
0
D
Restricted Stock Units
Humana Common
357
357
D
Restricted Stock Units
Humana Common
658
658
D
Restricted Stock Units
Humana Common
873
873
D
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 5/1/19, vesting in three increments from 5/1/20 to 5/1/22.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 5/1/19, 33% of the award is vesting on 5/1/20, 5/1/21, and 5/1/22.
Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
Includes Performance Stock Units, not required to be reported until vest.
Shares disposed of represent withholding of taxes on restricted/performance stock unit vesting.
William H. Shrank
2022-05-03