0001062993-21-013077.txt : 20211217
0001062993-21-013077.hdr.sgml : 20211217
20211217105506
ACCESSION NUMBER: 0001062993-21-013077
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211215
FILED AS OF DATE: 20211217
DATE AS OF CHANGE: 20211217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROUSSARD BRUCE D
CENTRAL INDEX KEY: 0001185643
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 211500120
MAIL ADDRESS:
STREET 1: 500 W. MAIN STREET
STREET 2: C/O HUMANA LAW DEPT.
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2021-12-15
0000049071
HUMANA INC
HUM
0001185643
BROUSSARD BRUCE D
HUMANA INC.
500 W MAIN ST.
LOUISVILLE
KY
40202
1
1
0
0
President & CEO
Humana Common
2021-12-15
4
M
0
3045
0
A
59339
D
Humana Common
2021-12-15
4
F
0
1199
459.85
D
58140
D
Humana Common
2021-12-15
4
M
0
2673
0
A
60813
D
Humana Common
2021-12-15
4
F
0
1052
459.85
D
59761
D
Humana Common
2021-12-15
4
M
0
2464
0
A
62225
D
Humana Common
2021-12-15
4
F
0
970
459.85
D
61255
D
Options
268.47
2025-02-19
Humana Common
372
372
D
Options
307.965
2026-02-25
Humana Common
13470
13470
D
Options
350.7875
2027-02-24
Humana Common
40290
40290
D
Options
376.61
2028-02-22
Humana Common
30425
30425
D
Restricted Stock Units
2021-12-15
4
M
0
3045
0
D
Humana Common
3045
0
D
Restricted Stock Units
2021-12-15
4
M
0
2673
0
D
Humana Common
2673
2673
D
Restricted Stock Units
2021-12-15
4
M
0
2464
0
D
Humana Common
2464
4929
D
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three annual increments.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
Bruce D. Broussard
2021-12-17