0001062993-21-013075.txt : 20211217
0001062993-21-013075.hdr.sgml : 20211217
20211217105419
ACCESSION NUMBER: 0001062993-21-013075
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211215
FILED AS OF DATE: 20211217
DATE AS OF CHANGE: 20211217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cox Heather
CENTRAL INDEX KEY: 0001734706
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 211500119
MAIL ADDRESS:
STREET 1: 804 CARNEGIE CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2021-12-15
0000049071
HUMANA INC
HUM
0001734706
Cox Heather
HUMANA INC.
500 W. MAIN ST.
LOUISVILLE
KY
40202
0
1
0
0
Chief Dig Health & Analyt Off.
Humana Common
2021-12-15
4
M
0
406
0
A
3011
D
Humana Common
2021-12-15
4
F
0
160
459.85
D
2851
D
Humana Common
2021-12-15
4
M
0
356
0
A
3207
D
Humana Common
2021-12-15
4
F
0
141
459.85
D
3066
D
Humana Common
2021-12-15
4
M
0
328
0
A
3394
D
Humana Common
2021-12-15
4
F
0
130
459.85
D
3264
D
Humana Common
380
I
See Footnote
Options
332.675
2025-09-01
Humana Common
10155
10155
D
Options
307.965
2026-02-25
Humana Common
5388
5388
D
Options
350.7875
2027-02-24
Humana Common
5372
5372
D
Options
376.61
2028-02-22
Humana Common
4057
4057
D
Restricted Stock Units
2021-12-15
4
M
0
406
0
D
Humana Common
406
0
D
Restricted Stock Units
2021-12-15
4
M
0
356
0
D
Humana Common
356
357
D
Restricted Stock Units
2021-12-15
4
M
0
328
0
D
Humana Common
328
658
D
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 9/1/2018, vesting in three increments from 9/1/19 to 9/1/21.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 2/25/2019, vesting in three increments from 2/25/20 to 2/25/22.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.
Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
Shares owned by spouse in an Individual Retirement Account.
Heather Cox
2021-12-17