0000049071-21-000064.txt : 20210310 0000049071-21-000064.hdr.sgml : 20210310 20210310110049 ACCESSION NUMBER: 0000049071-21-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210308 FILED AS OF DATE: 20210310 DATE AS OF CHANGE: 20210310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mesquita Jorge S. CENTRAL INDEX KEY: 0001547344 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 21728661 MAIL ADDRESS: STREET 1: C/O KRAFT FOODS INC. STREET 2: THREE LAKES DRIVE CITY: NORTHFIELD STATE: IL ZIP: 60093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-03-08 0000049071 HUMANA INC HUM 0001547344 Mesquita Jorge S. HUMANA INC. 500 W MAIN ST. LOUISVILLE KY 40202 1 0 0 0 Humana Common 2021-03-08 4 P 0 375 403.3685 A 375 I See Footnote Restricted Stock Units Humana Common 436 436 D Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 2/17/2022 and forfeited in its entirety if service is less than one year. Shares held in a Revocable Trust where reporting person is the sole trustee. Trust established as of 3/10/2003. All shares purchased at reported price. Jorge S. Mesquita 2021-03-10