0000049071-20-000062.txt : 20200324 0000049071-20-000062.hdr.sgml : 20200324 20200324074351 ACCESSION NUMBER: 0000049071-20-000062 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20200324 DATE AS OF CHANGE: 20200324 EFFECTIVENESS DATE: 20200324 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 20736620 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 DEFA14A 1 defa14a_03242020.htm FORM DEFA 14A DATED MARCH 24, 2020
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
Proxy Statement Pursuant to Section 14(a)
of the Securities Exchange Act of 1934
(Amendment No.     )
Filed by the Registrant  
Filed by a Party other than the Registrant  
Check the appropriate box:
 
       
Preliminary Proxy Statement
CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2))
Definitive Proxy Statement
Definitive Additional Materials
Soliciting Material Pursuant to §240.14a-12
Humana Inc.

 
(Name of Registrant as Specified In Its Charter)
 

 
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
Payment of Filing Fee (Check the appropriate box):
   ☒    No fee required.



Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11.

(1)
Title of each class of securities to which transaction applies:

 

(2)
Aggregate number of securities to which transaction applies:

 

(3)
Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

(4)
Proposed maximum aggregate value of transaction:

 

(5)
Total fee paid:

 

Fee paid previously with preliminary materials.

Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

(1)
Amount Previously Paid:

 

(2)
Form, Schedule or Registration Statement No.:

 

(3)
Filing Party:

 

(4)
Date Filed:

 
 

Humana Inc.
500 W. Main Street
Louisville, Kentucky 40202

ADDITIONAL INFORMATION REGARDING THE ANNUAL MEETING OF STOCKHOLDERS TO BE HELD ON THURSDAY, APRIL 23, 2020

The following Notice of Change of Location relates to the proxy statement (the “Proxy Statement”) of Humana Inc. (the “Company”), dated March 4, 2020, furnished to stockholders of the Company in connection with the solicitation of proxies by the Board of Directors of the Company for use at the Annual Meeting of Stockholders (the “Annual Meeting”) to be held on Thursday, April 23, 2020. This Supplement is being filed with the Securities and Exchange Commission and is being made available to stockholders on or about March 24, 2020.

THE NOTICE SHOULD BE READ IN CONJUNCTION WITH THE PROXY STATEMENT.



NOTICE OF CHANGE OF LOCATION
OF ANNUAL MEETING OF STOCKHOLDERS
TO BE HELD ON APRIL 23, 2020

To the Stockholders of HUMANA INC.:

Due to the ongoing public health impact of the coronavirus disease 2019 (COVID-19) outbreak and to support the health and well-being of our associates and stockholders, NOTICE IS HEREBY GIVEN that the location of the Annual Meeting of Stockholders of Humana Inc. (the “Company”) has been changed. As previously announced, the Annual Meeting of Stockholders (the “Annual Meeting”) will be held on Thursday, April 23, 2020 at 9:30 a.m., Eastern Time. In light of public health concerns regarding the COVID-19 outbreak, the Annual Meeting will be held in a virtual meeting format only, via live webcast. You will not be able to attend the Annual Meeting physically.

As described in the proxy materials for the Annual Meeting previously distributed, you are entitled to participate in the Annual Meeting if you were a stockholder as of the close of business on February 24, 2020, the record date, or hold a legal proxy for the meeting provided by your bank, broker, or nominee. To be admitted to the Annual Meeting at www.virtualshareholdermeeting.com/HUM2020, you must enter the control number found on your proxy card, voting instruction form or notice you previously received. You may vote during the Annual Meeting by following the instructions available on the meeting website during the meeting. Whether or not you plan to attend the Annual Meeting, we urge you to vote and submit your proxy in advance of the meeting by one of the methods described in the proxy materials for the Annual Meeting. The proxy card included with the proxy materials previously distributed will not be updated to reflect the change in location and may continue to be used to vote your shares in connection with the Annual Meeting.

                                  By Order of the Board of Directors,
         
   
Joseph M. Ruschell
Associate Vice President, Assistant General Counsel
& Corporate Secretary
March 24, 2020

The Annual Meeting on April 23, 2020 at 9:30 a.m. Eastern Time will be accessible at www.virtualshareholdermeeting.com/HUM2020. Our proxy statement and Annual Report may be accessed via the Investor Relations section on our website at www.humana.com. We encourage you to visit our website. From the www.humana.com website, click on “Investor Relations,” and then click on the report you wish to review under the “SEC Filings and Financial Reports” subcategory. Additionally, you may access our proxy materials at www.proxyvote.com.

GRAPHIC 2 jmr.jpg begin 644 jmr.jpg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