0000049071-20-000055.txt : 20200310
0000049071-20-000055.hdr.sgml : 20200310
20200310113421
ACCESSION NUMBER: 0000049071-20-000055
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200308
FILED AS OF DATE: 20200310
DATE AS OF CHANGE: 20200310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Huval Timothy S.
CENTRAL INDEX KEY: 0001565717
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 20700495
MAIL ADDRESS:
STREET 1: 500 W. MAIN STREET
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-03-08
0000049071
HUMANA INC
HUM
0001565717
Huval Timothy S.
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
Chief Administrative Officer
Humana Common
2020-03-08
4
M
0
1782
0
A
9774
D
Humana Common
2020-03-08
4
F
0
802
359.8475
D
8972
D
Humana Common
2020-03-09
4
M
0
459
217.415
A
9431
D
Humana Common
2020-03-09
4
F
0
278
359.8475
D
9153
D
Humana Common
2020-03-09
4
M
0
5167
217.415
A
14320
D
Humana Common
2020-03-09
4
M
0
7290
217.415
A
21610
D
Humana Common
2020-03-09
4
S
0
12457
342.8916
D
9153
D
Humana Common
2020-03-09
4
S
0
980
343.06
D
8173
D
Options
217.415
2020-03-09
4
M
0
12916
0
D
2024-03-08
Humana Common
12916
0
D
Options
268.47
2025-02-19
Humana Common
4416
4416
D
Options
307.965
2026-02-25
Humana Common
6106
6106
D
Options
350.7875
2027-02-24
Humana Common
6088
6088
D
Restricted Stock Units
2020-03-08
4
M
0
1782
0
D
Humana Common
1782
0
D
Restricted Stock Units
Humana Common
513
513
D
Restricted Stock Units
Humana Common
920
920
D
Restricted Stock Units
Humana Common
1212
1212
D
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.
Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
Shares swapped for the payment of purchase price on stock option exercise, using Fair Market Value of Humana Inc. common stock on March 6, 2020.
Price reported is weighted avg sales price.
All shares sold at price reported.
Timothy S. Huval
2020-03-10