0000049071-19-000139.txt : 20191217
0000049071-19-000139.hdr.sgml : 20191217
20191217170744
ACCESSION NUMBER: 0000049071-19-000139
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191213
FILED AS OF DATE: 20191217
DATE AS OF CHANGE: 20191217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bierbower Elizabeth D
CENTRAL INDEX KEY: 0001561149
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 191290493
MAIL ADDRESS:
STREET 1: HUMANA INC., 500 W. MAIN ST.
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-12-13
0000049071
HUMANA INC
HUM
0001561149
Bierbower Elizabeth D
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
Strategic Advisor
Humana Common
2019-12-13
4
M
0
5730
164.645
A
21985
D
Humana Common
2019-12-13
4
M
0
8925
167.805
A
30910
D
Humana Common
2019-12-13
4
S
0
14655
351.4241
D
16255
D
Humana Common
2019-12-15
4
M
0
767
0
A
17022
D
Humana Common
2019-12-15
4
F
0
302
350.41
D
16720
D
Humana Common
2019-12-15
4
M
0
372
0
A
17092
D
Humana Common
2019-12-15
4
F
0
147
350.41
D
16945
D
Humana Common
2019-12-15
4
M
0
378
0
A
17323
D
Humana Common
2019-12-15
4
F
0
149
350.41
D
17174
D
Humana Common
2019-12-16
4
M
0
1318
217.415
A
18492
D
Humana Common
2019-12-16
4
S
0
400
370.00
D
18092
D
Options
164.645
2019-12-13
4
M
0
5730
0
D
2022-02-24
Humana Common
5730
0
D
Options
167.805
2019-12-13
4
M
0
8925
0
D
2023-02-18
Humana Common
8925
0
D
Options
217.415
2019-12-16
4
M
0
1318
0
D
2024-03-08
Humana Common
1318
13679
D
Options
268.47
2025-02-19
Humana Common
4817
4817
D
Options
307.965
2026-02-25
Humana Common
5029
5029
D
Restricted Stock Units
2019-12-15
4
M
0
767
0
D
Humana Common
767
1149
D
Restricted Stock Units
2019-12-15
4
M
0
372
0
D
Humana Common
372
373
D
Restricted Stock Units
2019-12-15
4
M
0
378
0
D
Humana Common
378
758
D
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/24/2015, vesting in three increments from 02/24/2016 to 02/24/2018.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/18/2016, vesting in three increments from 02/18/2017 to 02/18/2019.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 9,998 options vesting in 3 annual increments, and 4,999 options fully vest three years from date of grant.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 02/19/19 to 02/19/21.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 02/25/20 to 02/25/22.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 03/08/17. 2,299 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,149 shares fully vest three years from date of grant.
Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.
Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.
Price reported is weighted avg sales price.
Price reported is weighted avg sales price.
Elizabeth D. Bierbower
2019-12-17