0000049071-19-000139.txt : 20191217 0000049071-19-000139.hdr.sgml : 20191217 20191217170744 ACCESSION NUMBER: 0000049071-19-000139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191213 FILED AS OF DATE: 20191217 DATE AS OF CHANGE: 20191217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bierbower Elizabeth D CENTRAL INDEX KEY: 0001561149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 191290493 MAIL ADDRESS: STREET 1: HUMANA INC., 500 W. MAIN ST. CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-13 0000049071 HUMANA INC HUM 0001561149 Bierbower Elizabeth D HUMANA INC. 500 WEST MAIN STREET LOUISVILLE KY 40202 0 1 0 0 Strategic Advisor Humana Common 2019-12-13 4 M 0 5730 164.645 A 21985 D Humana Common 2019-12-13 4 M 0 8925 167.805 A 30910 D Humana Common 2019-12-13 4 S 0 14655 351.4241 D 16255 D Humana Common 2019-12-15 4 M 0 767 0 A 17022 D Humana Common 2019-12-15 4 F 0 302 350.41 D 16720 D Humana Common 2019-12-15 4 M 0 372 0 A 17092 D Humana Common 2019-12-15 4 F 0 147 350.41 D 16945 D Humana Common 2019-12-15 4 M 0 378 0 A 17323 D Humana Common 2019-12-15 4 F 0 149 350.41 D 17174 D Humana Common 2019-12-16 4 M 0 1318 217.415 A 18492 D Humana Common 2019-12-16 4 S 0 400 370.00 D 18092 D Options 164.645 2019-12-13 4 M 0 5730 0 D 2022-02-24 Humana Common 5730 0 D Options 167.805 2019-12-13 4 M 0 8925 0 D 2023-02-18 Humana Common 8925 0 D Options 217.415 2019-12-16 4 M 0 1318 0 D 2024-03-08 Humana Common 1318 13679 D Options 268.47 2025-02-19 Humana Common 4817 4817 D Options 307.965 2026-02-25 Humana Common 5029 5029 D Restricted Stock Units 2019-12-15 4 M 0 767 0 D Humana Common 767 1149 D Restricted Stock Units 2019-12-15 4 M 0 372 0 D Humana Common 372 373 D Restricted Stock Units 2019-12-15 4 M 0 378 0 D Humana Common 378 758 D Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/24/2015, vesting in three increments from 02/24/2016 to 02/24/2018. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/18/2016, vesting in three increments from 02/18/2017 to 02/18/2019. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 9,998 options vesting in 3 annual increments, and 4,999 options fully vest three years from date of grant. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 02/19/19 to 02/19/21. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 02/25/20 to 02/25/22. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to reporting person on 03/08/17. 2,299 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,149 shares fully vest three years from date of grant. Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20. Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21. Price reported is weighted avg sales price. Price reported is weighted avg sales price. Elizabeth D. Bierbower 2019-12-17