0000049071-19-000137.txt : 20191217 0000049071-19-000137.hdr.sgml : 20191217 20191217163255 ACCESSION NUMBER: 0000049071-19-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191215 FILED AS OF DATE: 20191217 DATE AS OF CHANGE: 20191217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUNTER CHRISTOPHER H. CENTRAL INDEX KEY: 0001595519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 191290121 MAIL ADDRESS: STREET 1: 500 W MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-15 0000049071 HUMANA INC HUM 0001595519 HUNTER CHRISTOPHER H. HUMANA INC. 500 WEST MAIN STREET LOUISVILLE KY 40202 0 1 0 0 Seg Pres. Gr. & Military Bus. Humana Common 2019-12-15 4 M 0 997 0 A 13680 D Humana Common 2019-12-15 4 F 0 454 350.41 D 13226 D Humana Common 2019-12-15 4 M 0 512 0 A 13738 D Humana Common 2019-12-15 4 F 0 233 350.41 D 13505 D Humana Common 2019-12-15 4 M 0 460 0 A 13965 D Humana Common 2019-12-15 4 F 0 210 350.41 D 13755 D Humana Common 2019-12-16 4 M 0 4333 217.415 A 18088 D Humana Common 2019-12-16 4 S 0 5405 357.376 D 12683 D Humana Common 2019-12-16 4 G 0 287 0 D 12396 D Options 217.415 2019-12-16 4 M 0 4333 0 D 2024-03-08 Humana Common 4333 15164 D Options 268.47 2025-02-19 Humana Common 6623 6623 D Options 307.965 2026-02-25 Humana Common 6106 6106 D Restricted Stock Units 2019-12-15 4 M 0 997 0 D Humana Common 997 1494 D Restricted Stock Units 2019-12-15 4 M 0 512 0 D Humana Common 512 513 D Restricted Stock Units 2019-12-15 4 M 0 460 0 D Humana Common 460 920 D Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 6,499 options fully vest three years from the date of grant. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under Company's 2011 Plan. Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant. Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20. Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21. Price reported is weighted avg sales price for 4,333 options. 1,072 long shares were sold at $357.8145. This transaction represents a gift/charitable donation effective December 16, 2019. There was no consideration received in return. Christopher H. Hunter 2019-12-17