0000049071-19-000128.txt : 20191216 0000049071-19-000128.hdr.sgml : 20191216 20191216140813 ACCESSION NUMBER: 0000049071-19-000128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191212 FILED AS OF DATE: 20191216 DATE AS OF CHANGE: 20191216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROUSSARD BRUCE D CENTRAL INDEX KEY: 0001185643 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 191286651 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-12 0000049071 HUMANA INC HUM 0001185643 BROUSSARD BRUCE D HUMANA INC. 500 WEST MAIN STREET LOUISVILLE KY 40202 1 1 0 0 President & CEO Humana Common 2019-12-12 4 M 0 70352 217.415 A 138428 D Humana Common 2019-12-12 4 F 0 44371 344.725 D 94057 D Humana Common 2019-12-12 4 F 0 11778 346.165 D 82279 D Humana Common 2019-12-15 4 M 0 8126 0 A 90405 D Humana Common 2019-12-15 4 F 0 3658 350.41 D 86747 D Humana Common 2019-12-15 4 M 0 3414 0 A 90161 D Humana Common 2019-12-15 4 F 0 1537 350.41 D 88624 D Humana Common 2019-12-15 4 M 0 3044 0 A 91668 D Humana Common 2019-12-15 4 F 0 1371 350.41 D 90297 D Options 217.415 2019-12-12 4 M 0 70352 0 D 2024-03-08 Humana Common 70352 35636 D Options 268.47 2025-02-19 Humana Common 44152 44152 D Options 307.965 2026-02-25 Humana Common 40409 40409 D Restricted Stock Units 2019-12-15 4 M 0 8126 0 D Humana Common 8126 0 D Restricted Stock Units 2019-12-15 4 M 0 3414 0 D Humana Common 3414 3415 D Restricted Stock Units 2019-12-15 4 M 0 3044 0 D Humana Common 3044 6089 D Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three annual increments. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19. Restricted stock units granted to reporting person on 02/19/2018, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20. Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21. Shares swapped for payment of purchase price on stock option exercise using fair market value on December 11, 2019 pursuant to Humana Inc's 2011 Stock Incentive Plan Shares swapped for payment of taxes on stock option exercise using fair market value on December 12, 2019 pursuant to Humana Inc's 2011 Stock Incentive Plan Bruce D. Broussard 2019-12-16