0000049071-19-000128.txt : 20191216
0000049071-19-000128.hdr.sgml : 20191216
20191216140813
ACCESSION NUMBER: 0000049071-19-000128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191212
FILED AS OF DATE: 20191216
DATE AS OF CHANGE: 20191216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROUSSARD BRUCE D
CENTRAL INDEX KEY: 0001185643
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 191286651
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-12-12
0000049071
HUMANA INC
HUM
0001185643
BROUSSARD BRUCE D
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
1
1
0
0
President & CEO
Humana Common
2019-12-12
4
M
0
70352
217.415
A
138428
D
Humana Common
2019-12-12
4
F
0
44371
344.725
D
94057
D
Humana Common
2019-12-12
4
F
0
11778
346.165
D
82279
D
Humana Common
2019-12-15
4
M
0
8126
0
A
90405
D
Humana Common
2019-12-15
4
F
0
3658
350.41
D
86747
D
Humana Common
2019-12-15
4
M
0
3414
0
A
90161
D
Humana Common
2019-12-15
4
F
0
1537
350.41
D
88624
D
Humana Common
2019-12-15
4
M
0
3044
0
A
91668
D
Humana Common
2019-12-15
4
F
0
1371
350.41
D
90297
D
Options
217.415
2019-12-12
4
M
0
70352
0
D
2024-03-08
Humana Common
70352
35636
D
Options
268.47
2025-02-19
Humana Common
44152
44152
D
Options
307.965
2026-02-25
Humana Common
40409
40409
D
Restricted Stock Units
2019-12-15
4
M
0
8126
0
D
Humana Common
8126
0
D
Restricted Stock Units
2019-12-15
4
M
0
3414
0
D
Humana Common
3414
3415
D
Restricted Stock Units
2019-12-15
4
M
0
3044
0
D
Humana Common
3044
6089
D
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three annual increments.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19.
Restricted stock units granted to reporting person on 02/19/2018, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
Shares swapped for payment of purchase price on stock option exercise using fair market value on December 11, 2019 pursuant to Humana Inc's 2011 Stock Incentive Plan
Shares swapped for payment of taxes on stock option exercise using fair market value on December 12, 2019 pursuant to Humana Inc's 2011 Stock Incentive Plan
Bruce D. Broussard
2019-12-16