0000049071-18-000082.txt : 20180615 0000049071-18-000082.hdr.sgml : 20180615 20180615160157 ACCESSION NUMBER: 0000049071-18-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180613 FILED AS OF DATE: 20180615 DATE AS OF CHANGE: 20180615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUNTER CHRISTOPHER H. CENTRAL INDEX KEY: 0001595519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 18902197 MAIL ADDRESS: STREET 1: 500 W MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-06-13 0000049071 HUMANA INC HUM 0001595519 HUNTER CHRISTOPHER H. HUMANA INC. 500 WEST MAIN STREET LOUISVILLE KY 40202 0 1 0 0 Chief Strategy Officer Humana Common 2018-06-13 4 M 0 2934 102.155 A 15322 D Humana Common 2018-06-13 4 F 0 991 302.69 D 14331 D Humana Common 2018-06-13 4 M 0 607 164.645 A 14938 D Humana Common 2018-06-13 4 F 0 331 302.69 D 14607 D Humana Common 2018-06-13 4 M 0 8241 102.155 A 22848 D Humana Common 2018-06-13 4 M 0 14306 164.645 A 37154 D Humana Common 2018-06-13 4 S 0 24182 305.9883 D 12972 D Options 102.155 2018-06-13 4 M 0 11175 0 D 2021-02-18 Humana Common 11175 0 D Options 164.645 2018-06-13 4 M 0 14913 0 D 2022-02-24 Humana Common 14913 0 D Options 167.805 2023-02-18 Humana Common 14764 14764 D Options 217.415 2024-03-08 Humana Common 19497 19497 D Options 268.47 2025-02-19 Humana Common 6623 6623 D Restricted Stock Units Humana Common 1093 1093 D Restricted Stock Units Humana Common 3487 3487 D Restricted Stock Units Humana Common 1536 1536 D Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17. Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 6,499 options fully vest three years from the date of grant. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under Company's 2011 Plan. Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. Restricted stock units granted to reporting person on 03/08/2017, 2,989 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,494 shares fully vest three years from the date of grant. Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20. Shares swapped for payment of purchase price on stock option exercise using fair market value on June 12, 2018 pursuant to Humana Inc's 2011 Stock Incentive Plan. Shares sold at prices ranging from $305.12 to $307.00. Price reported is the weighted average sales price. Christopher H. Hunter 2018-06-15