0000049071-18-000067.txt : 20180507 0000049071-18-000067.hdr.sgml : 20180507 20180507151325 ACCESSION NUMBER: 0000049071-18-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180503 FILED AS OF DATE: 20180507 DATE AS OF CHANGE: 20180507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROUSSARD BRUCE D CENTRAL INDEX KEY: 0001185643 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 18810900 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-05-03 0000049071 HUMANA INC HUM 0001185643 BROUSSARD BRUCE D HUMANA INC. 500 WEST MAIN STREET LOUISVILLE KY 40202 1 1 0 0 President & CEO Humana Common 2018-05-03 4 M 0 607 164.645 A 89259 D Humana Common 2018-05-03 4 F 0 349 287.14 D 88910 D Humana Common 2018-05-03 4 M 0 38935 164.645 A 127845 D Humana Common 2018-05-03 4 F 0 22326 287.14 D 105519 D Humana Common 2018-05-03 4 F 0 7630 284.775 D 97889 D Humana Common 2018-05-03 4 M 0 39147 167.805 A 137036 D Humana Common 2018-05-03 4 F 0 22878 287.14 D 114158 D Humana Common 2018-05-03 4 F 0 7469 284.775 D 106689 D Humana Common 2018-05-03 4 S 0 17604 286.1676 D 89085 D Options 164.645 2018-05-03 4 M 0 39542 0 D 2022-02-24 Humana Common 39542 0 D Options 167.805 2018-05-03 4 M 0 39147 0 D 2023-02-18 Humana Common 39147 39147 D Options 217.415 2024-03-08 Humana Common 105988 105988 D Options 268.47 2025-02-19 Humana Common 44152 44152 D Restricted Stock Units Humana Common 8693 8693 D Restricted Stock Units Humana Common 16252 16252 D Restricted Stock Units Humana Common 10243 10243 D Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19. Restricted stock units granted to reporting person on 02/19/2018, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20. Shares swapped for payment of purchase price on stock option exercise using fair market value on May 2, 2018 pursuant to Humana Inc's 2011 Stock Incentive Plan. Shares swapped for payment of taxes on stock option exercise using fair market value on May 3, 2018 pursuant to Humana Inc's 2011 Stock Incentive Plan. Shares sold at prices ranging from $285.95 to $286.475. Price reported is weighted average sales price. Bruce D. Broussard 2018-05-07