0000049071-18-000067.txt : 20180507
0000049071-18-000067.hdr.sgml : 20180507
20180507151325
ACCESSION NUMBER: 0000049071-18-000067
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180503
FILED AS OF DATE: 20180507
DATE AS OF CHANGE: 20180507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROUSSARD BRUCE D
CENTRAL INDEX KEY: 0001185643
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 18810900
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-05-03
0000049071
HUMANA INC
HUM
0001185643
BROUSSARD BRUCE D
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
1
1
0
0
President & CEO
Humana Common
2018-05-03
4
M
0
607
164.645
A
89259
D
Humana Common
2018-05-03
4
F
0
349
287.14
D
88910
D
Humana Common
2018-05-03
4
M
0
38935
164.645
A
127845
D
Humana Common
2018-05-03
4
F
0
22326
287.14
D
105519
D
Humana Common
2018-05-03
4
F
0
7630
284.775
D
97889
D
Humana Common
2018-05-03
4
M
0
39147
167.805
A
137036
D
Humana Common
2018-05-03
4
F
0
22878
287.14
D
114158
D
Humana Common
2018-05-03
4
F
0
7469
284.775
D
106689
D
Humana Common
2018-05-03
4
S
0
17604
286.1676
D
89085
D
Options
164.645
2018-05-03
4
M
0
39542
0
D
2022-02-24
Humana Common
39542
0
D
Options
167.805
2018-05-03
4
M
0
39147
0
D
2023-02-18
Humana Common
39147
39147
D
Options
217.415
2024-03-08
Humana Common
105988
105988
D
Options
268.47
2025-02-19
Humana Common
44152
44152
D
Restricted Stock Units
Humana Common
8693
8693
D
Restricted Stock Units
Humana Common
16252
16252
D
Restricted Stock Units
Humana Common
10243
10243
D
Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
Restricted stock units granted to reporting person on 03/08/2017, 33% of the award is vesting on 12/15/17, 12/15/18, and 12/15/19.
Restricted stock units granted to reporting person on 02/19/2018, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
Shares swapped for payment of purchase price on stock option exercise using fair market value on May 2, 2018 pursuant to Humana Inc's 2011 Stock Incentive Plan.
Shares swapped for payment of taxes on stock option exercise using fair market value on May 3, 2018 pursuant to Humana Inc's 2011 Stock Incentive Plan.
Shares sold at prices ranging from $285.95 to $286.475. Price reported is weighted average sales price.
Bruce D. Broussard
2018-05-07