0000049071-17-000152.txt : 20170814
0000049071-17-000152.hdr.sgml : 20170814
20170814162112
ACCESSION NUMBER: 0000049071-17-000152
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170811
FILED AS OF DATE: 20170814
DATE AS OF CHANGE: 20170814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROUSSARD BRUCE D
CENTRAL INDEX KEY: 0001185643
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 171030466
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-08-11
0000049071
HUMANA INC
HUM
0001185643
BROUSSARD BRUCE D
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
1
1
0
0
President & CEO
Humana Common
2017-08-11
4
S
0
12000
251.8837
D
80086
D
Options
164.645
2022-02-24
Humana Common
39542
39542
D
Options
167.805
2023-02-18
Humana Common
78294
78294
D
Options
217.415
2024-03-08
Humana Common
105988
105988
D
Restricted Stock Units
Humana Common
17383
17383
D
Restricted Stock Units
Humana Common
24377
24377
D
Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
Restricted stock units granted to reporting person on 03/08/2017,vesting in three annual increments.
Shares sold at prices ranging from $251.36 to $252.24. Price reported is the average sale price.
Bruce D. Broussard
2017-08-14