0000049071-17-000106.txt : 20170504 0000049071-17-000106.hdr.sgml : 20170504 20170504160440 ACCESSION NUMBER: 0000049071-17-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170504 FILED AS OF DATE: 20170504 DATE AS OF CHANGE: 20170504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROUSSARD BRUCE D CENTRAL INDEX KEY: 0001185643 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 17813870 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-05-04 0000049071 HUMANA INC HUM 0001185643 BROUSSARD BRUCE D HUMANA INC. 500 WEST MAIN STREET LOUISVILLE KY 40202 1 1 0 0 President & CEO Humana Common 2017-05-04 4 M 0 79084 164.645 A 171170 D Humana Common 2017-05-04 4 M 0 39147 167.805 A 210317 D Humana Common 2017-05-04 4 S 0 118231 225.8219 D 92086 D Options 164.645 2017-05-04 4 M 0 79084 0 D 2022-02-24 Humana Common 79084 39542 D Options 167.805 2017-05-04 4 M 0 39147 0 D 2023-02-18 Humana Common 39147 78294 D Options 217.415 2024-03-08 Humana Common 105988 105988 D Restricted Stock Units Humana Common 17383 17383 D Restricted Stock Units Humana Common 24377 24377 D Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. Restricted stock units granted to reporting person on 03/08/2017,vesting in three annual increments. Shares sold at prices ranging from $224.65 to $228.71. Price reported is the average sale price. Bruce D. Broussard 2017-05-04