0000049071-17-000089.txt : 20170327
0000049071-17-000089.hdr.sgml : 20170327
20170327102237
ACCESSION NUMBER: 0000049071-17-000089
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170317
FILED AS OF DATE: 20170327
DATE AS OF CHANGE: 20170327
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAY CHRISTOPHER E
CENTRAL INDEX KEY: 0001602570
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 17714387
MAIL ADDRESS:
STREET 1: 500 W MAIN STREET
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
4/A
1
edgar.xml
PRIMARY DOCUMENT
X0306
4/A
2017-03-17
2017-03-21
0000049071
HUMANA INC
HUM
0001602570
KAY CHRISTOPHER E
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
SVP & Chief Innovation Officer
Humana Common
2017-03-17
4
M
0
6186
0
A
6889
D
Humana Common
2017-03-17
4
F
0
2528
218.8175
D
4361
D
Options
164.645
2022-02-24
Humana Common
14913
14913
D
Options
167.805
2023-02-18
Humana Common
14764
14764
D
Options
217.415
2024-03-08
Humana Common
10998
10998
D
Restricted Stock Units
2017-03-17
4
M
0
2929
0
D
Humana Common
2929
0
D
Restricted Stock Units
Humana Common
2186
2186
D
Restricted Stock Units
Humana Common
2529
2529
D
Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to Reporting Person on 03/17/14, 100% of the award is vesting on 03/17/17.
Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
Restricted stock units granted to reporting person on 03/08/2017, vesting in three annual increments.
Includes both time based (2,929) and performance based (3,257) restricted stock units that vested on 3/17/17. Amendment filed to correct a scrivener's error in the reported number of performance based shares that vested.
Christopher E. Kay
2017-03-27