0000049071-16-000124.txt : 20160222
0000049071-16-000124.hdr.sgml : 20160222
20160222182812
ACCESSION NUMBER: 0000049071-16-000124
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160218
FILED AS OF DATE: 20160222
DATE AS OF CHANGE: 20160222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARGULIS HEIDI S
CENTRAL INDEX KEY: 0001103605
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 161446374
MAIL ADDRESS:
STREET 1: C/O HUMANA INC
STREET 2: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-02-18
0000049071
HUMANA INC
HUM
0001103605
MARGULIS HEIDI S
HUMANA INC.
500 WEST MAIN STREET
LOUISVILLE
KY
40202
0
1
0
0
Senior V.P. -Corporate Affairs
Humana Common
2016-02-20
4
M
0
6363
0
A
18382
D
Humana Common
2016-02-20
4
F
0
2254
166.345
D
16128
D
Options
72.84
2020-02-20
Humana Common
1936
1936
D
Options
102.155
2021-02-18
Humana Common
7264
7264
D
Options
164.645
2022-02-24
Humana Common
14913
14913
D
Options
167.805
2016-02-18
4
A
0
14764
0
A
2023-02-18
Humana Common
14764
14764
D
Restricted Stock Units
2016-02-20
4
M
0
1544
0
D
Humana Common
1544
0
D
Restricted Stock Units
Humana Common
1591
1591
D
Restricted Stock Units
2016-02-18
4
A
0
3278
0
A
Humana Common
3278
3278
D
Right to buy pursuant to Humana Inc.'s 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
Right to buy pursuant to Humana Inc.'s 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 2/20/13, 100% of the award is vesting on 2/20/16.
Restricted stock units granted to reporting person on 2/18/14, 100% of the award is vesting on 2/18/17.
Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.
Includes both time and performance-based restricted stock units that vested on 2/20/2016.
Heidi S. Margulis
2016-02-22