0000049071-15-000041.txt : 20150226 0000049071-15-000041.hdr.sgml : 20150226 20150226181659 ACCESSION NUMBER: 0000049071-15-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150224 FILED AS OF DATE: 20150226 DATE AS OF CHANGE: 20150226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROUSSARD BRUCE D CENTRAL INDEX KEY: 0001185643 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 15654227 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-02-24 0000049071 HUMANA INC HUM 0001185643 BROUSSARD BRUCE D HUMANA INC. 500 WEST MAIN STREET LOUISVILLE KY 40202 0 1 0 0 President & CEO Humana Common 2015-02-25 4 M 0 17344 72.84 A 77288 D Humana Common 2015-02-25 4 M 0 25143 102.155 A 102431 D Humana Common 2015-02-25 4 F 0 606 165.04 D 101825 D Humana Common 2015-02-25 4 S 0 41105 165.2927 D 60720 D Options 72.84 2015-02-25 4 M 0 17334 72.84 D 2020-02-20 Humana Common 17334 17335 D Options 102.155 2015-02-25 4 M 0 25143 102.155 D 2021-02-18 Humana Common 25143 50286 D Options 164.645 2015-02-24 4 A 0 118626 0 A 2022-02-24 Humana Common 118626 118626 D Restricted Stock Units Humana Common 17161 17161 D Restricted Stock Units Humana Common 16519 16519 D Right to buy pursuant to the Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16. Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17. Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). Restricted stock units granted to Reporting Person on 02/20/2013, 100% of the award is vesting on 02/20/16. Restricted stock units granted to Reporting Person on 02/18/2014, 100% of the award is vesting on 02/18/17. Shares sold ranging from $165.0297 to $165.47 Bruce D. Broussard 2015-02-26