0000049071-15-000005.txt : 20150105
0000049071-15-000005.hdr.sgml : 20150105
20150105165404
ACCESSION NUMBER: 0000049071-15-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150105
DATE AS OF CHANGE: 20150105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MITCHELL WILLIAM
CENTRAL INDEX KEY: 0001187421
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 15505814
MAIL ADDRESS:
STREET 1: 50 MARCUS DRIVE
CITY: MELVILLE
STATE: NY
ZIP: 11747
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-12-31
0000049071
HUMANA INC
HUM
0001187421
MITCHELL WILLIAM
SEQUEL CAPITAL MANAGEMENT, LLC
223 ATHERTON AVENUE
ATHERTON
CA
94027
1
0
0
0
Humana Common
100
D
Stock Unit
Humana Common
20843
20843
D
Stock Unit
2014-12-31
4
A
0
107
145.81
A
Humana Common
107
606
D
Restricted Stock Units
2015-01-02
4
A
0
1077
0
A
Humana Common
1077
1077
D
Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1) and the total includes the vested portion that was subsequently deferred for years 2013 and later.
Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan. 100% of the award is vesting on 12/31/2015.
William E. Mitchell
2015-01-05