0000049071-15-000005.txt : 20150105 0000049071-15-000005.hdr.sgml : 20150105 20150105165404 ACCESSION NUMBER: 0000049071-15-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150105 DATE AS OF CHANGE: 20150105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANA INC CENTRAL INDEX KEY: 0000049071 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 610647538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 W MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025801000 MAIL ADDRESS: STREET 1: 500 W. MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: EXTENDICARE INC DATE OF NAME CHANGE: 19740404 FORMER COMPANY: FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC DATE OF NAME CHANGE: 19671129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITCHELL WILLIAM CENTRAL INDEX KEY: 0001187421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05975 FILM NUMBER: 15505814 MAIL ADDRESS: STREET 1: 50 MARCUS DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-12-31 0000049071 HUMANA INC HUM 0001187421 MITCHELL WILLIAM SEQUEL CAPITAL MANAGEMENT, LLC 223 ATHERTON AVENUE ATHERTON CA 94027 1 0 0 0 Humana Common 100 D Stock Unit Humana Common 20843 20843 D Stock Unit 2014-12-31 4 A 0 107 145.81 A Humana Common 107 606 D Restricted Stock Units 2015-01-02 4 A 0 1077 0 A Humana Common 1077 1077 D Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1) and the total includes the vested portion that was subsequently deferred for years 2013 and later. Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan. 100% of the award is vesting on 12/31/2015. William E. Mitchell 2015-01-05