0000049071-14-000135.txt : 20141215
0000049071-14-000135.hdr.sgml : 20141215
20141215161809
ACCESSION NUMBER: 0000049071-14-000135
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141211
FILED AS OF DATE: 20141215
DATE AS OF CHANGE: 20141215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANA INC
CENTRAL INDEX KEY: 0000049071
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 610647538
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 5025801000
MAIL ADDRESS:
STREET 1: 500 W. MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
FORMER COMPANY:
FORMER CONFORMED NAME: EXTENDICARE INC
DATE OF NAME CHANGE: 19740404
FORMER COMPANY:
FORMER CONFORMED NAME: HERITAGE HOUSE OF AMERICA INC
DATE OF NAME CHANGE: 19671129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zipperle Cynthia H
CENTRAL INDEX KEY: 0001628102
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05975
FILM NUMBER: 141286700
MAIL ADDRESS:
STREET 1: 500 W MAIN ST
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2014-12-11
0
0000049071
HUMANA INC
HUM
0001628102
Zipperle Cynthia H
HUMANA INC.
500 WEST MAIN ST
LOUISVILLE
KY
40202
0
1
0
0
Vice President, CAO,Controller
Humana
879
I
See Footnote
Options
44.955
2017-04-20
Humana Common
4213
D
Options
67.4825
2019-12-13
Humana Common
1196
D
Restricted Stock Units
0
Humana Common
1974
D
Restricted Stock Units
0
Humana Common
445
D
Restricted Stock Units
0
Humana Common
1656
D
Restricted Stock Units
0
Humana Common
1224
D
Phantom Stock Units
Humana Common
211
I
See Footnote.
Right to buy pursuant to Company's 2003 Incentive Stock Plan.
Right to receive one share per restricted stock persuant to the Company's 2011 Stock Incentive Plan.
Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3)
Restricted stock units granted to reporting person on 02/23/12, 100% of the award is vesting on 02/23/15.
Restricted stock units granted to reporting person on 12/13/12, 100% of the award is vesting on 12/13/15.
Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16.
Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17.
Incentive and Non-Qualified stock options granted to reporting person on 04/20/10, vesting in three increments from 04/20/11 to 04/20/13.
Incentive and Non-Qualified stock options granted to reporting person on 12/13/12, vesting in three increments from 12/13/13 to 12/13/15.
Shares held for the benefit of reporting person as of December 12, 2014 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
Phantom Stock Units held for the benefit of reporting person as of December 12, 2014 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
Cynthia H. Zipperle
2014-12-15